Important Message
NFA's fingerprinting and Kiosk services will be unavailable on Monday, May 21, 2012. Please contact NFA's Information Center at 312-781-1410 or 800-621-3570 if you have any questions. We apologize for the inconvenience.
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Featured Information
5/4/2012 - Arbitrator Training Opportunity on June 12, 2012
4/30/2012 - News,Facts,Actions - Spring 2012
4/24/2012 - Letter to the Honorable Patrick J. Fitzgerald, United States Attorney for the Northern District of Illinois
Notice to Members
4/18/2012 - Effective Date of Interpretive Notice to NFA Compliance Rule 2-10 Regarding Allocation of Bunched Retail Forex Orders for Multiple AccountsEnforcement and Registration Actions
5/9/2012 - Petra Trading Group LLC (Martin J. Allamian)5/8/2012 - TMA Asset Management LLC
5/3/2012 - Libanman Futures Inc.
5/2/2012 - Sun Tech International Wealth Management Inc. and Clement Tung
Rule Submission Letters
3/8/2012 - National Futures Association: Retail Forex Transactions - Proposed Amendments to NFA Financial Requirements Section 14, the Interpretive Notice Entitled Forex Transactions and the Interpretive Notice Entitled NFA Compliance Rule 2-40: Procedures for the Bulk Assignment or Liquidation of Forex Positions; Cessation of Customer BusinessComment Letters
5/15/2012 - Public Comment on the Principles for the Valuation of Collective Investment Schemes Consultation Report4/24/2012 - Regulation 4.5 Harmonization
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Don't Become a Victim of Investment Fraud
In this webcast, NFA President and CEO Dan Roth discusses different types of investment scams including Ponzi schemes and affinity fraud and what investors can do to help protect themselves from investment fraud.
Regulation. Redefined.
Investor confidence is crucial to the success of the futures markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.
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