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Featured Information

5/10/2013 - Updated NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs

5/10/2013 - Updated Self-Examination Questionnaire: For FCMs, FDMs, IBs, CPOs and CTAs

5/3/2013 - Arbitrator Training Opportunity - "Securities Arbitration and Mediation Hot Topics 2013"

News Releases

5/22/2013 - NFA takes emergency enforcement action against California firm Light Tower Investments, Inc. and one of its principals, Klaus P. Weyers

Rule Submission Letters

5/22/2013 - National Futures Association: Proposed Technical Amendment to NFA Registration Rule 101

5/22/2013 - National Futures Association: FCM Internal Control Systems - Proposed Adoption of the Interpretive Notice to NFA Compliance Rule 2-9

Speeches and Testimony

5/21/2013 - Testimony of Daniel J. Roth, President and Chief Executive Officer, National Futures Association, Before the Committee on Agriculture, U.S. House of Representatives

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Online Registration System (ORS)

NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS.

Login to ORS

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NEW FCM Financial Information

Futures Commission Merchants (FCMs) are required to file certain financial reports with NFA. NFA has developed a new feature in its BASIC system that allows the public to view FCM financial information.

Important Message for Customers of Peregrine Financial Group and Peregrine Asset Management

Notice to Members

5/20/2013 - Reporting Requirements for Memorial Day

4/24/2013 - Effective Date of Amendments to NFA Compliance Rule 2-46: CPO and CTA Quarterly Reporting Requirements

More . . .

Enforcement and Registration Actions

5/22/2013 - Light Tower Investments, Inc. and Klaus P. Weyers

5/20/2013 - Mackenzie Wallace & Co. Limited

More . . .

Regulation. Redefined.

Investor confidence is crucial to the success of the futures markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. futures industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.