9/6/2016 - National Futures Association: Collection of CPO/CTA Financial Information—NFA Compliance Rule 2-46 and NFA Interpretive Notice NFA Compliance Rule 2-46: Reporting Financial Information on NFA Forms PQR and PR
NFA's Online Registration System (ORS) allows firms and individuals to register with the CFTC and apply for NFA membership. ORS also simplifies the update and withdrawal process. The NFA Dashboard, the entryway to ORS, summarizes all outstanding filing requirements.
Applicants and current registrants can login below.
Futures Commission Merchants (FCMs) are required to file certain financial reports with NFA. NFA has developed a feature in its BASIC system that allows the public to view FCM financial information.
Investor confidence is crucial to the success of the derivatives markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.