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Electronic Filings

NFA offers several electronic systems to help NFA Members meet their regulatory filing requirements. Use the links provided below to access each system.

Please note that NFA's electronic filing systems will not be available for use Monday through Friday from 8:00 p.m. to 9:00 p.m. CT. The system may also occasionally be unavailable at other times due to system maintenance.

For All Membership Categories

Futures Commissions Merchants (FCMs)

Swap Dealers (SDs)

Major Swap Participants (MSPs)

Retail Foreign Exchange Dealers (RFEDs)

Introducing Brokers (IBs)

Commodity Pool Operators (CPOs)

Commodity Trading Advisors (CTAs)

Exchanges, CFTC and NFA Use Only

Online Registration System

 

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Check Broker / Firm Information (BASIC)

You can check the registration status and disciplinary history of any futures firm or individual.

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