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What's New

Notices to Members
Effective date of amendment to Compliance Rule 2-46: Late fee for NFA Forms PQR and PR filings

News Releases
NFA takes emergency enforcement action against commodity trading advisor Apercu International and its principal Alvin Guy Wilkinson

Notices to Members
New SD/MSP Questionnaire due June 15

Rule Submission Letters
National Futures Association: CPO and CTA Quarterly Reporting Requirements—Proposed Amendment to NFA Compliance Rule 2-46 (Effective September 30, 2016)

Rule Submission Letters
National Futures Association: Increase in Forex Dealer Member Assessment on Each Order Segment Submitted to NFA's Forex Transaction Reporting Execution Surveillance System—NFA Bylaw 1301(e) and NFA Interpretive Notice Forex Transactions (Effective July 1, 2016)

Rule Submission Letters
National Futures Association: Proposed Technical Amendments to NFA Requirements—NFA Bylaw 1507 and NFA Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective June 13, 2016)

News Releases
NFA CEO Daniel Roth to retire; Board begins search for successor

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.


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