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Regulation

What's New

4/11/2014
Notices to Members
Information Regarding the "Heartbleed" Security Issue

4/2/2014
Notices to Members
FinCEN Issues an Advisory on the FATF-Identified Jurisdictions with AML/CFT Deficiencies

3/27/2014
News Releases
National Futures Association, AARP and Chicago Department of Family & Support Services co-sponsor "Avoiding Fraud is Your Best Money Strategy" during Money Smart Week

3/25/2014
Rule Submission Letters
National Futures Association: Governance Structure - Proposed Amendments to NFA's Articles of Incorporation

3/6/2014
Rule Submission Letters
National Futures Association: Late Disciplinary Disclosure Fees - Proposed Amendments to NFA Registration Rules 203 and 210

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.

 

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