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Regulation

What's New

3/18/2015
Notices to Members
FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

3/5/2015
Notices to Members
Notice to Swap Dealers and Major Swap Participants regarding changes to NFA's EasyFile Registration Documentation Submission System

3/5/2015
News Releases
NFA takes emergency enforcement action against Burnet, Texas firm McElhannon Group, Inc. and its principal, Philip Mack Worley

2/27/2015
News Releases
NFA permanently bars New York firm Chazon QTA Quantitative Trading Artists LLC and its principal, Lawrence I. Fejokwu

2/19/2015
News Releases
NFA's Board of Directors re-elects Christopher Hehmeyer to serve as Chairman

2/18/2015
Notices to Members
SD and MSP requirements – Annual Questionnaire and Business Continuity and Disaster Recovery Plan contact information

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.

 

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