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What's New

Notices to Members
Relief from CTA-PR filing requirement for commodity trading advisors that DO NOT direct trading of commodity interest accounts

News Releases
NFA takes emergency enforcement action against commodity trading advisor Jonathan Parker

Notices to Members
FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

News Releases
NFA bars Boca Raton, Fla. firm Wealth Creation Investments LLC and Delray Beach, Fla. firm Fox Financial Group LLC from membership

Notices to Members
Important request for CPOs that operate commodity pools that are utilizing wholly-owned subsidiaries and wish to consolidate filings under CFTC Regulation 4.22 and/or 4.27

Notices to Members
Important Notice to CPOs and CTAs regarding changes to the CPO Form PQR and CTA Form PR that will become effective for the period ending June 30, 2015

Rule Submission Letters
National Futures Association: Board Structure and Composition - Proposed Amendments to NFA Articles of Incorporation

Featured Information 

NFA has produced several new Compliance podcasts and webcasts to help Members fulfill their regulatory responsibilities. Visit the Education and Training section of this website for additional details.

Special Messages  

Effective May 16, 2009, the minimum financial requirement for Forex Dealer Members (FDMs) is $20 million. For additional information on FDM financial requirements, click here.


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