November 20, 2000
NFA bars/fines FSG International and two of its principals
October 31, 2000
NFA permanently bars a Michigan CTA
October 17, 2000
NFA orders Alabama CPO and its president to withdraw from NFA
October 05, 2000
NFA bars James Stephens and his CTA firm, Trendsystems, Inc., in a Member Responsibility Action
October 03, 2000
NFA bars a former AP of World Capital Brokerage Services
September 19, 2000
NFA orders New Jersey introducing broker and one of its APs to withdraw from membership
September 06, 2000
NFA bars/fines former APs of American Financial Trading Corp.
August 23, 2000
NFA bars a Florida introducing broker and its APs
August 17, 2000
NFA Board appoints Thomas Sexton new General Counsel
August 15, 2000
NFA fines Florida IB and one of its associated persons/bars a New Jersey AP
July 27, 2000
NFA bars Michigan CTA in a Member Responsibility Action
July 14, 2000
NFA bars or fines five APs of American Financial Trading Corp.
July 06, 2000
NFA bars American Financial Group Services, Inc. and Leader Trading Group
May 31, 2000
NFA bars Ft. Lauderdale firm and its president
May 15, 2000
National Futures Association and Merchants' Exchange Sign Regulatory Services Agreement
April 28, 2000
NFA bars former AP of American Financial Trading Corporation
April 18, 2000
NFA bars former AP of American Financial Group Services, Inc.
March 22, 2000
NFA BARS FORMER AP OF AMERICAN FINANCIAL GROUP SERVICES, INC.
March 02, 2000
NFA fines introducing broker and its president $100,000
February 22, 2000
NFA's Board of Directors hold elections
February 18, 2000
NFA bars two former APs of American Financial Group Services, Inc.
January 31, 2000
NFA revokes registration of floor broker
January 27, 2000
NFA hires new Senior Vice President to head trade practice and market surveillance activities for electronic exchanges
January 27, 2000
National Futures Association announces organizational restructuring
January 26, 2000
NFA expels International Futures Brokerage Company and fines its principal
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