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December 29, 2010
NFA permanently bars California firm Rock Financial Group and its principal

December 22, 2010
NFA permanently bars New Jersey firm Maxtak Capital Advisors LLC from NFA membership

December 08, 2010
NFA takes emergency enforcement action against Dallas firm, Profitstars Intl and its principal

December 06, 2010
NFA bars Robert F. Gray of Forex Liquidity LLC from membership for 10 years

December 02, 2010
NFA announces publication of educational guide for retail forex traders

November 17, 2010
NFA takes emergency enforcement action against International Commodity Advisors and its principals

October 28, 2010
NFA orders monetary sanction of $320,000 against New York forex firm IKON Global Markets

October 28, 2010
NFA orders $459,000 monetary sanction against New Jersey forex firm Gain Capital Group LLC

October 06, 2010
NFA takes emergency enforcement action against Woodland Hills firm Rock Financial Group LLC and its principal, Scott Schaffer

August 27, 2010
NFA takes emergency enforcement action against Spirit Investments, Inc. and its principal, Scott A. Bottolfson

August 11, 2010
NFA reaches settlement agreement with California futures firm Opportunities in Options, its principal and three of its Associated Persons

July 22, 2010
NFA permanently bars South Carolina firm, Montgomery Commodities LLC; sanctions its principal

July 20, 2010
NFA takes emergency enforcement action against two Texas firms, CDH Global Holdings and CDH Forex Investments, and the firms' principal

July 14, 2010
Anthony S. Bobba, former principal of Boca Raton firm, temporarily barred from NFA membership

May 28, 2010
NFA takes emergency enforcement action against Oregon firm System Capital, LLC and its principal

May 19, 2010
NFA accepts offer from California firm Integrity FX LLC and one of its principals to permanently withdraw from NFA membership

May 07, 2010
NFA permanently bars Florida firm, City Capital Management LLC and its principal

April 27, 2010
NFA permanently bars Chicago firm AVS Carter Financial, Inc. and sanctions its principal

April 26, 2010
NFA permanently bars Houston firm Commodity Futures & Options Service, Inc.; sanctions its principal

April 23, 2010
NFA permanently bars Boca Raton firm, Windsor Wealth Management LLC

April 16, 2010
NFA fines Chicago firm Brewer Futures Group LLC and its principal $100,000

April 12, 2010
National Futures Association and AARP co-sponsor "Operation Fight Fraud" during Money Smart Week

March 10, 2010
Charles Mitchell d/b/a Hindsight Commodity Traders agrees to withdraw from NFA membership for seven years

March 09, 2010
NFA takes an emergency enforcement action against IAG Capital Management, LLC, William P. Kelly and Timothy M. Murphy

March 03, 2010
NFA revokes registration of several associated persons of former Boca Raton futures firm

February 22, 2010
National Futures Association announces Board of Directors election results

February 18, 2010
Dallas firms Frontline Financial, Inc. and Frontline Advisors LLC ordered to permanently withdraw from NFA membership

February 08, 2010
NFA permanently bars Colorado firm CFS Capital Management LLC and sanctions its principals

February 08, 2010
In separate actions, NFA permanently bars futures firms in Puerto Rico and California

February 05, 2010
NFA bars NY firm Capital FX LLC and its principal

February 01, 2010
NFA sanctions Las Vegas commodity trading advisor and its principal

January 27, 2010
NFA permanently bars Barbados futures firm and bars principal for three years

January 22, 2010
NFA takes an emergency enforcement action against two California futures firms and its principal

January 21, 2010
NFA permanently bars Chicago commodity pool operator, Wextrade Commodity Managers LLC

January 19, 2010
NFA bars Florida firm, Cani Financial Advisors LLC and its principal, for a period of five years

January 04, 2010
NFA permanently bars California commodity trading advisor Parman Financial and its principal

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