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Notices to Members

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May 13, 2015
I-15-14: Regulatory reminder: Accurate and current business contact information and email address

April 08, 2015
I-15-13: Bylaw 1101 guidance for pools which investment management authority has been delegated pursuant to CFTC No-Action Letters 14-69 and/or 14-126 and related BASIC display changes

March 18, 2015
I-15-12: FinCEN issues an advisory on the FATF-identified jurisdictions with AML/CFT deficiencies

March 05, 2015
I-15-11: Notice to Swap Dealers and Major Swap Participants regarding changes to NFA's EasyFile Registration Documentation Submission System

February 18, 2015
I-15-10: SD and MSP requirements – Annual Questionnaire and Business Continuity and Disaster Recovery Plan contact information

February 10, 2015
I-15-09: Important notice to CPOs regarding changes to EasyFile for filing annual pool financial statements

January 26, 2015
I-15-08: Extension of deadline for FCM CCO Annual Reports for fiscal years ending on or before Jan. 31, 2015

January 23, 2015
I-15-07: Immediate attention required Financial Requirements Section 12 Additional increases in required minimum security deposit for forex transactions

January 23, 2015
I-15-06: Notice of newly elected members to NFA's Board of Directors and 2015 Nominating Committee

January 23, 2015
I-15-05: Chief compliance officer report filing requirements for Swap Dealers and Major Swap Participants

January 21, 2015
I-15-04: Immediate attention required Financial Requirements Section 12 Increase in required minimum security deposit for forex transactions

January 20, 2015
I-15-03: Notice of Annual Meeting

January 15, 2015
I-15-02: Member obligations under NFA Bylaw 1101 and Compliance Rule 2-36(d) with respect to CPOs/CTAs exempt from registration

January 05, 2015
I-15-01: Effective date of amendment to NFA Compliance Rule 2-4 to cover Member swap activities

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