1/22/2016 - "NFA Regulatory Requirements for FCMs, IBs, CPOs and CTAs" (Updated January 2016)
1/22/2016 - Investor Newsletter - January 2016
1/20/2016 - Arbitrator Update - January 2016
1/7/2016 - "Forex Transactions: A Regulatory Guide" (Updated January 2016)
1/4/2016 - National Futures Association: Financial Requirements—NFA Financial Requirements 1 and 16 and its related Interpretive Notice to Conform to the CFTC's Enhancing Protections Afforded Customers and Customer Funds Held by FCMs and DCOs Rulemaking (Effective January 14, 2016)
NFA has developed an Online Registration System (ORS) that allows firms and individuals to register with the CFTC and apply for NFA membership electronically. If you are currently registered, click on the tab below to access ORS.
Futures Commission Merchants (FCMs) are required to file certain financial reports with NFA. NFA has developed a new feature in its BASIC system that allows the public to view FCM financial information.
Investor confidence is crucial to the success of the derivatives markets, and the best way to gain investor confidence is to ensure that the highest levels of integrity are demanded of all market participants and intermediaries. National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry. NFA strives every day to safeguard market integrity, protect investors and help our Members meet their regulatory responsibilities.