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November 13, 2008Joint Audit Committee, 73 Fed. Reg. 52832 (September 11, 2008)
September 16, 2008IOSCO Work on Point of Sale Disclosure to Retail Investors
June 19, 2008Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs; SR-NASD-2005-114
February 22, 2008RIN 3038-AC26; Exemption From Registration for Certain Firms With Regulation 30.10 Relief
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