CFTC Rule Submissions
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October 08, 2008
National Futures Association: Eligibility to Guarantee IBs: Proposed Amendments to NFA Financial Requirements Section 2 (Effective October 20, 2008)

September 05, 2008
National Futures Association: Proposed Technical Amendments to the Interpretive Notice Regarding Compliance Rule 2-9: Enhanced Supervisory Requirements (Effective September 18, 2008)

August 28, 2008
National Futures Association: Definition of a Forex Dealer Member: Proposed Amendments to NFA Bylaw 306, NFA Financial Requirements Section 11(a), and the Interpretive Notice Regarding Forex Transactions

August 22, 2008
National Futures Association: Increases to the Forex Dealer Member Capital Requirements: Proposed Amendments to NFA Financial Requirements Sections 1, 11 and 12 and the Interpretive Notice Regarding Forex Transactions (Effective October 31, 2008)

May 20, 2008
National Futures Association: IB Financial Rules - Proposed Amendments to Section 4 of NFA's Financial Requirements (Effective June 2, 2008)

March 17, 2008
National Futures Association: Proposed Technical Amendment to the Interpretive Notice to Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program (Effective March 28, 2008)

February 29, 2008
National Futures Association: Acceptable Collateral for Forex Security Deposits - Proposed Amendments to NFA Financial Requirements Section 12 (Effective May 14, 2008)

February 29, 2008
National Futures Association: Disclosure by Forex Pool Operators and Trading Advisors - Proposed Adoption of NFA Compliance Rules 2-41 and 2-42 (Effective November 30, 2008)

February 29, 2008
National Futures Association: Arbitration Fees for Oral Hearing Requests - Proposed Amendments to Section 9 of NFA's Code of Arbitration (Effective April 1, 2008)

 
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