NFA publishes several directories of CFTC Registrants. They are available either electronically (via e-mail or on diskette) or in printed format (8 1/2" X 11" paper). If you choose an electronic option, you will receive a file saved in a text comma-delimited format, along with instructions for opening the file.

The NFA Directory Order Form explains the order process. NFA must receive your order form and payment before the directories will be sent. If you have questions about any of the directories or the process, please feel free to contact NFA's Information Center at (800) 621-3570 or (312) 781-1410 from 8:00 a.m. until 5:00 p.m., Central Time.

Unless otherwise indicated, the directories are in alphabetical order.

The Directory of CFTC Registrants contains the main office address and telephone number for all registered and pending CPOs, CTAs, FCMs and IBs. This directory also indicates whether a registrant is a pending or approved NFA Member.
Cost: Electronic - $25, Print - $50

The Geographic Directory of CFTC Registrants contains main office addresses and branch office addresses only (no telephone numbers) for registered CPOs, CTAs, FCMs and IBs, in order by state or country. This is the only directory that includes address information for branch offices.
Cost: Electronic - $25, Print - $50

The Commodity Pool Operator (CPO) Directory contains the main office address, telephone number and any additional registration categories for all registered and pending CPOs. This directory also indicates whether a CPO is a pending or approved NFA Member.
Cost: Electronic - $15, Print - $30

The Commodity Trading Advisor (CTA) Directory contains the main office address, telephone number and any additional registration categories for all registered and pending CTAs. This directory also indicates whether a CTA is a pending or approved NFA Member.
Cost: Electronic - $15, Print - $30

The CPO and CTA Directory contains the main office address, telephone number and any additional registration categories for all registered and pending CPOs and CTAs. This directory also indicates whether a CPO or CTA is a pending or approved NFA Member.
Cost: Electronic - $25, Print - $50

The Futures Commission Merchant (FCM) Directory contains the main office address, telephone number and any additional registration categories for all registered and pending FCMs. This directory also indicates whether a FCM is a pending or approved NFA Member.
Cost: Electronic - $15, Print - $30

The Introducing Broker (IB) Directory contains the main office address, telephone number and any additional registration categories for all registered and pending IBs. This directory also indicates whether a IB is a pending or approved NFA Member.
Cost: Electronic - $15, Print - $30

The FCMs with Guaranteed IBs Directory lists guarantor FCMs and the IBs they financially guarantee. The main office address and telephone number is included for both the FCMs and the IBs.
Cost: Electronic - $25, Print - $50

The IBs with FCM Guarantor Directory lists guaranteed IBs and their FCM guarantor. The main office address and telephone number is included for both the IBs and the FCMs.
Cost: Electronic - $25, Print - $50

NFA Membership Directory contains the main office address and telephone number for all approved and pending NFA Member CPOs, CTAs, FCMs and IBs. This directory also indicates the NFA Member's CFTC registration categories. However, please note that while all NFA Members are CFTC registrants, not all CFTC registrants are NFA Members.
Cost: Electronic - $15, Print - $30