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Arbitration Details

CITIGROUP GLOBAL MARKETS INC NFA ID: 0002026

An NFA Arbitration claim is a futures or forex related dispute involving a customer and an NFA Member (or employee) or Associate. It is not a regulatory action.
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Case Summary
 Case No.FiledDecision DateProduct
 10ARB0007007/15/201001/18/2011
Summary of Parties
 CustomersMembersRepresentatives
• MAURICE WILDER•  CITIGROUP GLOBAL MARKETS INC• CHAD GOTTLIEB
Proceeding Details
 Panel TypeNumber of ArbitratorsProceeding TypeLocation (State)
 MEMBER1SUMMARYNY
Summary of Awards and Claims
 Type Claim Amount Counter Claim 3rd Party Claim Cross Claim
 
Compensatory
Punitive
Treble
Interest
Attorney Fees
Costs
 Claim Award
$24,338.54$24,338.54
$0.00$0.00
$0.00$0.00
NA$0.00
NA$11,205.50
NA$0.00
 Claim Award
$0.00$0.00
$0.00$0.00
$0.00$0.00
NA$0.00
NA$0.00
NA$0.00
 Claim Award
$0.00$0.00
$0.00$0.00
$0.00$0.00
NA$0.00
NA$0.00
NA$0.00
 Claim Award
$0.00$0.00
$0.00$0.00
$0.00$0.00
NA$0.00
NA$0.00
NA$0.00
Summary of Issues
The following issues were presented to and decided by the undersigned Arbitrator: breach of contract, failure to infuse capital into Futures Account to cover the margin balance, attorney's fees, and claimant's request for interest and costs in connection with the matter.

I, the Arbitrator appointed to hear and decide this matter in accordance with the Code of Arbitration of National Futures Association, have determined that the following relief shall be granted:

Maurice Wilder is liable for the following award and shall pay to Citigroup Global Markets, Inc.:

Prejudgment interest shall be paid at a rate of prime plus 1% per annum from December 11, 2008 through the date of this Award. The Award of attorney's fees is based on a contractual agreement between the parties.

All other relief requested is hereby denied.

 
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