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Case Summary

DAVID JAMES SCHELHORN NYFE TC-2 NFA ID: 0230508

Respondent/Effective Date Summary
 NFA IDRespondentEffective Date
 I005807ARONOW, DAVID09/30/1991
 0009158BRESSLER, RICHARD J09/30/1991
 0017875CADY, CHRISTOPHER C09/30/1991
 0193370CALLAGHAN, NEIL PATRICK09/30/1991
 0019343CRICCO, EUGENE PAUL09/30/1991
 0047948CURTIN, JOHN FRANCIS09/30/1991
 0203222DESILVIA, RICHARD CARMINE09/30/1991
 0193177DEUTSCH, MICHAEL JOSEPH09/30/1991
 0006029EISLER, NORMAN STANLEY09/30/1991
 0055120FAIR, WALTER EDWARD09/30/1991
 0065050FLORIN, MARC E09/30/1991
 0201953FLYNN, MICHAEL JOSEPH09/30/1991
 0194536GILLIES, ROBERT FARIS09/30/1991
 0196369GRAZIANO, JOSEPH GERARD09/30/1991
 0194140HAMERSCHLAG, GREGG LAWRENCE09/30/1991
 0214328HAZEL, SALVATORE A09/30/1991
 0004124HOCHMAN, DANIEL JOHN09/30/1991
 0193831IMPERATORE, JOHN09/30/1991
 0069826KEARNS, MICHAEL FRANCIS09/30/1991
 0198412KOSTICK, RONALD09/30/1991
 0130399LIVELL, STEVEN W09/30/1991
 0003345LOFTUS, PATRICK E09/30/1991
 0194345LOFTUS, SEAN TERRANCE09/30/1991
 0210013MCMANUS, KEVIN B09/30/1991
 0063335MCNAMARA, MICHAEL JOHN09/30/1991
 0013263MCNAMARA, SEAN F09/30/1991
 0176638MORLEY, JOHN WILLIAM09/30/1991
 0063596MORMINO, JOSEPH F JR09/30/1991
 0027475MURRAY, MICHAEL JOSEPH09/30/1991
 0043477PALLADINO, CHRISTINE09/30/1991
 0195072PERAS, ALFRED ANTHONY09/30/1991
 0009614POLAY, LARRY M09/30/1991
 0214838PRESCIA, JEFFREY CHARLES09/30/1991
 0010057REBELO, DOMINICK A09/30/1991
 0210193RIST, JAMES NICHOLAS09/30/1991
 0210990ROUGHLEY, MATT JAMES09/30/1991
 0069052RUSSAC, LOUIS ROBERT09/30/1991
 0095411SANCHEZ, THOMAS R09/30/1991
 0230508SCHELHORN, DAVID JAMES09/30/1991
 0091190SEELEY, WARREN MITCHELL09/30/1991
 0095306SHUSTER, ROBERT S09/30/1991
 0053122SIDER, PHILIP HARLAN09/30/1991
 0029835SILVERBERG, JOHN E09/30/1991
 0194075SMETHURST, ANDREW WILLARD09/30/1991
 I005837STERN, DAVID09/30/1991
 0195582STONE, KEVIN GEORGE09/30/1991
 0013028STUBBEN, PETE J09/30/1991
 0084886VALENTINE, LEONARD ALAN09/30/1991
 0028058VITANZA, MICHAEL DENNIS09/30/1991
 0009293WALSH, JOHN MICHAEL09/30/1991
 0043858ZENN, ROBERT IRA09/30/1991
Rule Summary
 NFA IDRespondentRule Type
 I005807ARONOW, DAVID• 409 - TRADING CARD PREPARATION
 0009158BRESSLER, RICHARD J• 409 - TRADING CARD PREPARATION
 0017875CADY, CHRISTOPHER C• 409 - TRADING CARD PREPARATION
 0193370CALLAGHAN, NEIL PATRICK• 409 - TRADING CARD PREPARATION
 0019343CRICCO, EUGENE PAUL• 409 - TRADING CARD PREPARATION
 0047948CURTIN, JOHN FRANCIS• 409 - TRADING CARD PREPARATION
 0203222DESILVIA, RICHARD CARMINE• 409 - TRADING CARD PREPARATION
 0193177DEUTSCH, MICHAEL JOSEPH• 409 - TRADING CARD PREPARATION
 0006029EISLER, NORMAN STANLEY• 409 - TRADING CARD PREPARATION
 0055120FAIR, WALTER EDWARD• 409 - TRADING CARD PREPARATION
 0065050FLORIN, MARC E• 409 - TRADING CARD PREPARATION
 0201953FLYNN, MICHAEL JOSEPH• 409 - TRADING CARD PREPARATION
 0194536GILLIES, ROBERT FARIS• 409 - TRADING CARD PREPARATION
 0196369GRAZIANO, JOSEPH GERARD• 409 - TRADING CARD PREPARATION
 0194140HAMERSCHLAG, GREGG LAWRENCE• 409 - TRADING CARD PREPARATION
 0214328HAZEL, SALVATORE A• 409 - TRADING CARD PREPARATION
 0004124HOCHMAN, DANIEL JOHN• 409 - TRADING CARD PREPARATION
 0193831IMPERATORE, JOHN• 409 - TRADING CARD PREPARATION
 0069826KEARNS, MICHAEL FRANCIS• 409 - TRADING CARD PREPARATION
 0198412KOSTICK, RONALD• 409 - TRADING CARD PREPARATION
 0130399LIVELL, STEVEN W• 409 - TRADING CARD PREPARATION
 0003345LOFTUS, PATRICK E• 409 - TRADING CARD PREPARATION
 0194345LOFTUS, SEAN TERRANCE• 409 - TRADING CARD PREPARATION
 0210013MCMANUS, KEVIN B• 409 - TRADING CARD PREPARATION
 0063335MCNAMARA, MICHAEL JOHN• 409 - TRADING CARD PREPARATION
 0013263MCNAMARA, SEAN F• 409 - TRADING CARD PREPARATION
 0176638MORLEY, JOHN WILLIAM• 409 - TRADING CARD PREPARATION
 0063596MORMINO, JOSEPH F JR• 409 - TRADING CARD PREPARATION
 0027475MURRAY, MICHAEL JOSEPH• 409 - TRADING CARD PREPARATION
 0043477PALLADINO, CHRISTINE• 409 - TRADING CARD PREPARATION
 0195072PERAS, ALFRED ANTHONY• 409 - TRADING CARD PREPARATION
 0009614POLAY, LARRY M• 409 - TRADING CARD PREPARATION
 0214838PRESCIA, JEFFREY CHARLES• 409 - TRADING CARD PREPARATION
 0010057REBELO, DOMINICK A• 409 - TRADING CARD PREPARATION
 0210193RIST, JAMES NICHOLAS• 409 - TRADING CARD PREPARATION
 0210990ROUGHLEY, MATT JAMES• 409 - TRADING CARD PREPARATION
 0069052RUSSAC, LOUIS ROBERT• 409 - TRADING CARD PREPARATION
 0095411SANCHEZ, THOMAS R• 409 - TRADING CARD PREPARATION
 0230508SCHELHORN, DAVID JAMES• 409 - TRADING CARD PREPARATION
 0091190SEELEY, WARREN MITCHELL• 409 - TRADING CARD PREPARATION
 0095306SHUSTER, ROBERT S• 409 - TRADING CARD PREPARATION
 0053122SIDER, PHILIP HARLAN• 409 - TRADING CARD PREPARATION
 0029835SILVERBERG, JOHN E• 409 - TRADING CARD PREPARATION
 0194075SMETHURST, ANDREW WILLARD• 409 - TRADING CARD PREPARATION
 I005837STERN, DAVID• 409 - TRADING CARD PREPARATION
 0195582STONE, KEVIN GEORGE• 409 - TRADING CARD PREPARATION
 0013028STUBBEN, PETE J• 409 - TRADING CARD PREPARATION
 0084886VALENTINE, LEONARD ALAN• 409 - TRADING CARD PREPARATION
 0028058VITANZA, MICHAEL DENNIS• 409 - TRADING CARD PREPARATION
 0009293WALSH, JOHN MICHAEL• 409 - TRADING CARD PREPARATION
 0043858ZENN, ROBERT IRA• 409 - TRADING CARD PREPARATION
Committee Summary
No committees have been selected for this case.
Action Summary
 NFA IDRespondentAction Types
 I005807ARONOW, DAVID• FLOOR RECORDKEEPING
 0009158BRESSLER, RICHARD J• FLOOR RECORDKEEPING
 0017875CADY, CHRISTOPHER C• FLOOR RECORDKEEPING
 0193370CALLAGHAN, NEIL PATRICK• FLOOR RECORDKEEPING
 0019343CRICCO, EUGENE PAUL• FLOOR RECORDKEEPING
 0047948CURTIN, JOHN FRANCIS• FLOOR RECORDKEEPING
 0203222DESILVIA, RICHARD CARMINE• FLOOR RECORDKEEPING
 0193177DEUTSCH, MICHAEL JOSEPH• FLOOR RECORDKEEPING
 0006029EISLER, NORMAN STANLEY• FLOOR RECORDKEEPING
 0055120FAIR, WALTER EDWARD• FLOOR RECORDKEEPING
 0065050FLORIN, MARC E• FLOOR RECORDKEEPING
 0201953FLYNN, MICHAEL JOSEPH• FLOOR RECORDKEEPING
 0194536GILLIES, ROBERT FARIS• FLOOR RECORDKEEPING
 0196369GRAZIANO, JOSEPH GERARD• FLOOR RECORDKEEPING
 0194140HAMERSCHLAG, GREGG LAWRENCE• FLOOR RECORDKEEPING
 0214328HAZEL, SALVATORE A• FLOOR RECORDKEEPING
 0004124HOCHMAN, DANIEL JOHN• FLOOR RECORDKEEPING
 0193831IMPERATORE, JOHN• FLOOR RECORDKEEPING
 0069826KEARNS, MICHAEL FRANCIS• FLOOR RECORDKEEPING
 0198412KOSTICK, RONALD• FLOOR RECORDKEEPING
 0130399LIVELL, STEVEN W• FLOOR RECORDKEEPING
 0003345LOFTUS, PATRICK E• FLOOR RECORDKEEPING
 0194345LOFTUS, SEAN TERRANCE• FLOOR RECORDKEEPING
 0210013MCMANUS, KEVIN B• FLOOR RECORDKEEPING
 0063335MCNAMARA, MICHAEL JOHN• FLOOR RECORDKEEPING
 0013263MCNAMARA, SEAN F• FLOOR RECORDKEEPING
 0176638MORLEY, JOHN WILLIAM• FLOOR RECORDKEEPING
 0063596MORMINO, JOSEPH F JR• FLOOR RECORDKEEPING
 0027475MURRAY, MICHAEL JOSEPH• FLOOR RECORDKEEPING
 0043477PALLADINO, CHRISTINE• FLOOR RECORDKEEPING
 0195072PERAS, ALFRED ANTHONY• FLOOR RECORDKEEPING
 0009614POLAY, LARRY M• FLOOR RECORDKEEPING
 0214838PRESCIA, JEFFREY CHARLES• FLOOR RECORDKEEPING
 0010057REBELO, DOMINICK A• FLOOR RECORDKEEPING
 0210193RIST, JAMES NICHOLAS• FLOOR RECORDKEEPING
 0210990ROUGHLEY, MATT JAMES• FLOOR RECORDKEEPING
 0069052RUSSAC, LOUIS ROBERT• FLOOR RECORDKEEPING
 0095411SANCHEZ, THOMAS R• FLOOR RECORDKEEPING
 0230508SCHELHORN, DAVID JAMES• FLOOR RECORDKEEPING
 0091190SEELEY, WARREN MITCHELL• FLOOR RECORDKEEPING
 0095306SHUSTER, ROBERT S• FLOOR RECORDKEEPING
 0053122SIDER, PHILIP HARLAN• FLOOR RECORDKEEPING
 0029835SILVERBERG, JOHN E• FLOOR RECORDKEEPING
 0194075SMETHURST, ANDREW WILLARD• FLOOR RECORDKEEPING
 I005837STERN, DAVID• FLOOR RECORDKEEPING
 0195582STONE, KEVIN GEORGE• FLOOR RECORDKEEPING
 0013028STUBBEN, PETE J• FLOOR RECORDKEEPING
 0084886VALENTINE, LEONARD ALAN• FLOOR RECORDKEEPING
 0028058VITANZA, MICHAEL DENNIS• FLOOR RECORDKEEPING
 0009293WALSH, JOHN MICHAEL• FLOOR RECORDKEEPING
 0043858ZENN, ROBERT IRA• FLOOR RECORDKEEPING
Penalty/Event Summary
 NFA IDRespondentPenalty/EventEvent Date
 I005807ARONOW, DAVID• FINE-SUMMARY $75
 0009158BRESSLER, RICHARD J• FINE-SUMMARY $85
 0017875CADY, CHRISTOPHER C• FINE-SUMMARY $225
 0193370CALLAGHAN, NEIL PATRICK• FINE-SUMMARY $10
 0019343CRICCO, EUGENE PAUL• FINE-SUMMARY $75
 0047948CURTIN, JOHN FRANCIS• FINE-SUMMARY $150
 0203222DESILVIA, RICHARD CARMINE• FINE-SUMMARY $10
 0193177DEUTSCH, MICHAEL JOSEPH• FINE-SUMMARY $10
 0006029EISLER, NORMAN STANLEY• FINE-SUMMARY $10
 0055120FAIR, WALTER EDWARD• FINE-SUMMARY $75
 0065050FLORIN, MARC E• FINE-SUMMARY $75
 0201953FLYNN, MICHAEL JOSEPH• FINE-SUMMARY $85
 0194536GILLIES, ROBERT FARIS• FINE-SUMMARY $10
 0196369GRAZIANO, JOSEPH GERARD• FINE-SUMMARY $10
 0194140HAMERSCHLAG, GREGG LAWRENCE• FINE-SUMMARY $20
 0214328HAZEL, SALVATORE A• FINE-SUMMARY $10
 0004124HOCHMAN, DANIEL JOHN• FINE-SUMMARY $10
 0193831IMPERATORE, JOHN• FINE-SUMMARY $85
 0069826KEARNS, MICHAEL FRANCIS• FINE-SUMMARY $30
 0198412KOSTICK, RONALD• FINE-SUMMARY $10
 0130399LIVELL, STEVEN W• FINE-SUMMARY $75
 0003345LOFTUS, PATRICK E• FINE-SUMMARY $85
 0194345LOFTUS, SEAN TERRANCE• FINE-SUMMARY $150
 0210013MCMANUS, KEVIN B• FINE-SUMMARY $75
 0063335MCNAMARA, MICHAEL JOHN• FINE-SUMMARY $75
 0013263MCNAMARA, SEAN F• FINE-SUMMARY $75
 0176638MORLEY, JOHN WILLIAM• FINE-SUMMARY $10
 0063596MORMINO, JOSEPH F JR• FINE-SUMMARY $150
 0027475MURRAY, MICHAEL JOSEPH• FINE-SUMMARY $30
 0043477PALLADINO, CHRISTINE• FINE-SUMMARY $150
 0195072PERAS, ALFRED ANTHONY• FINE-SUMMARY $150
 0009614POLAY, LARRY M• FINE-SUMMARY $85
 0214838PRESCIA, JEFFREY CHARLES• FINE-SUMMARY $10
 0010057REBELO, DOMINICK A• FINE-SUMMARY $75
 0210193RIST, JAMES NICHOLAS• FINE-SUMMARY $10
 0210990ROUGHLEY, MATT JAMES• FINE-SUMMARY $225
 0069052RUSSAC, LOUIS ROBERT• FINE-SUMMARY $75
 0095411SANCHEZ, THOMAS R• FINE-SUMMARY $75
 0230508SCHELHORN, DAVID JAMES• FINE-SUMMARY $10
 0091190SEELEY, WARREN MITCHELL• FINE-SUMMARY $75
 0095306SHUSTER, ROBERT S• FINE-SUMMARY $75
 0053122SIDER, PHILIP HARLAN• FINE-SUMMARY $75
 0029835SILVERBERG, JOHN E• FINE-SUMMARY $150
 0194075SMETHURST, ANDREW WILLARD• FINE-SUMMARY $85
 I005837STERN, DAVID• FINE-SUMMARY $10
 0195582STONE, KEVIN GEORGE• FINE-SUMMARY $10
 0013028STUBBEN, PETE J• FINE-SUMMARY $75
 0084886VALENTINE, LEONARD ALAN• FINE-SUMMARY $20
 0028058VITANZA, MICHAEL DENNIS• FINE-SUMMARY $225
 0009293WALSH, JOHN MICHAEL• FINE-SUMMARY $75
 0043858ZENN, ROBERT IRA• FINE-SUMMARY $75
Narrative Summary
General Case Narrative
THE FOLLOWING FLOOR MEMBERS HAVE BEEN SUMMARILY FINED FOR VIOLATIONS OF RULE 409 AND REGULATORY MEMORANDUM 90-3 FOR THE PERIOD OF JULY 1, 1991 TO SEPTEMBER 30, 1991:

DAVID ARONOW $75

RICHARD BRESSLER 85

CHRISTOPHER CADY 225

NEIL CALLAGHAN 10

EUGENE CRICCO 75

JOHN CURTIN 150

RICHARD DE SILVIA 10

MICHAEL DEUTSCH 10

NORMAN EISLER 10

WALTER FAIR 75

MARC FLORIN 75

MICHAEL FLYNN 85

ROBERT GILLIES 10

JOSEPH GRAZIANO 10

GREGG HAMERSCHLAG 20

SALVATORE HAZEL 10

DANIEL HOCHMAN 10

JOHN IMPERATORE 85

MICHAEL KEARNS 30

RONALD KOSTICK 10

STEVEN LIVELL 75

PATRICK LOFTUS 85

SEAN LOFTUS 150

KEVIN MCMANUS 75

MICHAEL MCNAMARA 75

SEAN MCNAMARA 75

JOHN MORLEY 10

JOSEPH MORMINO 150

MICHAEL MURRAY 30

CHRISTINE PALLADINO 150

AL PERAS 150

LARRY POLAY 85

JEFFREY PRESCIA 10

DOMINICK REBELO 75

JAMES RIST 10

MATTHEW ROUGHLEY 225

LOUIS RUSSAC 75

THOMAS SANCHEZ 75

DAVID SCHELHORN 10

ROBERT SHUSTER 75

WARREN SEELEY 75

PHILIP SIDER 75

JOHN SILVERBERG 150

ANDREW SMETHURST 85

DAVID STERN 10

KEVIN STONE 10

PETER STUBBEN 75

LEONARD VALENTINE 20

MICHAEL VITANZA 225

JOHN WALSH 75

ROBERT ZENN 75

 
 
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