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Case Summary

SG COMMODITIES LLC NFA 09REG00004 NFA ID: 0384687

Respondent/Effective Date Summary
 NFA IDRespondentEffective Date
 0384687SG COMMODITIES LLC08/21/2009
Rule Summary
 NFA IDRespondentRule Type
 0384687SG COMMODITIES LLC• CEA 8a(3)(N) - PRIN. OF PERSON HAS/COULD BE REFUSED REGISTRATION
  • CEA 8a(2)(H) - DISQUALIFICATION OF PRINCIPAL
Committee Summary
 NFA IDRespondentCommittee
 0384687SG COMMODITIES LLC• MEMBERSHIP COMMITTEE
Action Summary
 NFA IDRespondentAction Types
 0384687SG COMMODITIES LLC• NFA REGISTRATION ACTION
Penalty/Event Summary
 NFA IDRespondentPenalty/EventEvent Date
 0384687SG COMMODITIES LLC• REGISTRATION REVOKED07/22/2009
Narrative Summary
Narrative for 0384687 - SG COMMODITIES LLC
COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:

Notice of Intent to Suspend and Thereafter Revoke Registration:

On April 29, 2009, NFA's President issued a Notice of Intent to Suspend and Thereafter Revoke Registration to SG Commodities LLC alleging that the firm is disqualified from registration under Sections 8a(2)(H) and 8a(3)(N) for having an unfit principal. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.

Final Order Revoking Registration:

On July 22, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Revoking Registration to SG Commodities LLC. The Final Order becomes effective on August 21, 2009. To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center.

 
Case Documents Summary
 NFA IDRespondentDocument Type
 0384687SG COMMODITIES LLCFINAL ORDER
 0384687SG COMMODITIES LLCNOTICE OF INTENT
 
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