| COPIES OF DOCUMENTS LISTED BELOW ARE AVAILABLE UPON REQUEST:
Notice of Intent to Suspend and Thereafter Revoke Registration:
On April 29, 2009, NFA's President issued a Notice of Intent to Suspend and Thereafter Revoke Registration to SG Commodities LLC alleging that the firm is disqualified from registration under Sections 8a(2)(H) and 8a(3)(N) for having an unfit principal. To view the Notice of Intent, go to Case Documents. To obtain a copy, contact NFA's Information Center.
Final Order Revoking Registration:
On July 22, 2009, a Subcommittee of NFA's Membership Committee issued a Final Order Revoking Registration to SG Commodities LLC. The Final Order becomes effective on August 21, 2009. To view the Final Order, go to Case Documents. To obtain a copy, contact NFA's Information Center. |