Skip Navigation Links

CFTC Reparations Cases

UBS FINANCIAL SERVICES INC NFA ID: 0001366

Reparations claims are not enforcement actions. They are attempts by customers to resolve futures-related disputes. The number of reparations claims filed does not necessarily mean that the individual or firm violated any rules. Some of the claims may have been dismissed, settled or withdrawn.
Case #Details
95-R052 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
93-R114 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
93-R056 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
91-R198 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
91-R098 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
91-R095 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
91-R008 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
91-R005 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
90-R082 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
90-R052 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
90-R008 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
88-R427 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
88-R319 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
87-R234 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
87-R229 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R264 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R236 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R233 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R194 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R166 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R143 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R113 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R061 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R024 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
86-R014 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R442 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R418 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R394 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R373 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R361 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R275 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R259 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R251 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R118 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
85-R011 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
84-R506 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
84-R502 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
84-R327 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
84-R231 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R808 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R739 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R441 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R284 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R257 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R181 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R109 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R087 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
83-R067 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R82-540 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R82-467 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R82-338 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R82-322 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
82-R825 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
82-R700C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
82-R608C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
82-R432 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
82-R112C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
82-R037C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-619 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-470 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-372 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-364 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-321 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-176 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-116 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R81-105 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R788C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R610C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R578C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R484C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R441C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R328C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R274C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
81-R1298C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-555 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-550 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-540 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-539 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-332 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-250 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-227 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-203 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-144 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R80-143 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
80-R723C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
80-R701C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
80-R423C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
80-R286C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
80-R1395C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
80-R1027C For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R79-385 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R79-15 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R79-1 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R78-44 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R78-203 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R77-63 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R77-204 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
R77-148 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.