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CFTC Reparations Cases

STEPHEN THOMAS ROY NFA ID: 0191767

Reparations claims are not enforcement actions. They are attempts by customers to resolve futures-related disputes. The number of reparations claims filed does not necessarily mean that the individual or firm violated any rules. Some of the claims may have been dismissed, settled or withdrawn.

Case #Details
97-R014 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
96-R118 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
 
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