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CFTC Reparations Cases

DYNASTY FINANCIAL GROUP LLC NFA ID: 0360277

Reparations claims are not enforcement actions. They are attempts by customers to resolve futures-related disputes. The number of reparations claims filed does not necessarily mean that the individual or firm violated any rules. Some of the claims may have been dismissed, settled or withdrawn.

Case #Details
08-R037 For more information, contact the Commodity Futures Trading Commission at (202) 418-5508.
 
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