| INTRODUCING BROKER REVOKED | 05/21/2008 |
| NOTICE BROKER DEALER WITHDRAWN | 10/01/2004 |
| NFA MEMBER WITHDRAWN | 10/01/2004 |
| NOTICE BROKER DEALER REGISTERED | 04/23/2002 |
| INTRODUCING BROKER REGISTERED | 12/28/2001 |
| NFA MEMBER APPROVED | 12/28/2001 |
| INTRODUCING BROKER PENDING | 12/21/2001 |
| NFA MEMBER PENDING | 12/21/2001 |
| INTRODUCING BROKER WITHDRAWN | 10/16/2001 |
| NFA MEMBER WITHDRAWN | 10/16/2001 |
| INTRODUCING BROKER REGISTERED | 03/23/2001 |
| NFA MEMBER APPROVED | 03/23/2001 |
| INTRODUCING BROKER PENDING | 03/13/2001 |
| NFA MEMBER PENDING | 03/13/2001 |