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RUSSELL RALPH JR WASENDORF NFA ID: 0213806

Current Status
• ALSO SEE NFA ID 0275806 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/06/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED11/06/2002
History
 Status Effective Date
• ALSO SEE NFA ID 0275806 
 
PEREGRINE ASSET MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 04/30/2013 
• PRINCIPAL APPROVED 04/08/2009 
• PRINCIPAL PENDING 03/05/2009 
PEREGRINE FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• FOREX ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012 
• PRINCIPAL WITHDRAWN 07/13/2012 
• FOREX ASSOCIATED PERSON APPROVED 09/02/2010 
• FOREX ASSOCIATED PERSON PENDING 09/02/2010 
• BRANCH MANAGER WITHDRAWN 03/15/2010 
• BRANCH MANAGER APPROVED 05/08/1996 
• BRANCH MANAGER PENDING 02/22/1996 
• PRINCIPAL APPROVED 10/21/1993 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 10/12/1993 
• ASSOCIATED PERSON REGISTERED 10/01/1993 
• NFA ASSOCIATE MEMBER APPROVED 10/01/1993 
• ASSOCIATED PERSON PENDING 09/02/1993 
• NFA ASSOCIATE MEMBER PENDING 09/02/1993 
• BRANCH MANAGER PENDING 09/01/1993 
WASENDORF & SON CO 
• PRINCIPAL WITHDRAWN 10/06/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/06/2007 
• ASSOCIATED PERSON WITHDRAWN 10/06/2007 
• PRINCIPAL APPROVED 08/12/1991 
• PRINCIPAL PENDING 07/10/1991 
• ASSOCIATED PERSON REGISTERED 08/26/1988 
• NFA ASSOCIATE MEMBER APPROVED 07/26/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/26/1988 
WASENDORF RUSSELL R 
• ASSOCIATED PERSON WITHDRAWN 02/21/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/21/2008 
• ASSOCIATED PERSON REGISTERED 10/28/1988 
• NFA ASSOCIATE MEMBER APPROVED 10/28/1988 
WASENDORF RUSSELL RALPH JR 
• PRINCIPAL WITHDRAWN 03/02/2001 
• PRINCIPAL APPROVED 12/17/1996 
• PRINCIPAL PENDING 11/26/1996 
 
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