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RUSSELL RALPH JR WASENDORF NFA ID: 0213806 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/06/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 11/06/2002 Doing Business As No other names History  Status Effective Date PEREGRINE ASSET MANAGEMENT INC  • PRINCIPAL WITHDRAWN 04/30/2013  • PRINCIPAL APPROVED 04/08/2009  • PRINCIPAL PENDING 03/05/2009  PEREGRINE FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 07/13/2012  • FOREX ASSOCIATED PERSON WITHDRAWN 07/13/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012  • PRINCIPAL WITHDRAWN 07/13/2012  • FOREX ASSOCIATED PERSON APPROVED 09/02/2010  • FOREX ASSOCIATED PERSON PENDING 09/02/2010  • BRANCH MANAGER WITHDRAWN 03/15/2010  • BRANCH MANAGER APPROVED 05/08/1996  • BRANCH MANAGER PENDING 02/22/1996  • PRINCIPAL APPROVED 10/21/1993  • BRANCH MANAGER PENDING STATUS WITHDRAWN 10/12/1993  • ASSOCIATED PERSON REGISTERED 10/01/1993  • NFA ASSOCIATE MEMBER APPROVED 10/01/1993  • ASSOCIATED PERSON PENDING 09/02/1993  • NFA ASSOCIATE MEMBER PENDING 09/02/1993  • BRANCH MANAGER PENDING 09/01/1993  WASENDORF & SON CO  • PRINCIPAL WITHDRAWN 10/06/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 10/06/2007  • ASSOCIATED PERSON WITHDRAWN 10/06/2007  • PRINCIPAL APPROVED 08/12/1991  • PRINCIPAL PENDING 07/10/1991  • ASSOCIATED PERSON REGISTERED 08/26/1988  • NFA ASSOCIATE MEMBER APPROVED 07/26/1988  • ASSOCIATED PERSON TEMPORARY LICENSE 07/26/1988  WASENDORF RUSSELL R  • ASSOCIATED PERSON WITHDRAWN 02/21/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 02/21/2008  • ASSOCIATED PERSON REGISTERED 10/28/1988  • NFA ASSOCIATE MEMBER APPROVED 10/28/1988  WASENDORF RUSSELL RALPH JR  • PRINCIPAL WITHDRAWN 03/02/2001  • PRINCIPAL APPROVED 12/17/1996  • PRINCIPAL PENDING 11/26/1996