Details

INTERACTIVE BROKERS CORP NFA ID: 0394039 Current Status • NFA MEMBER APPROVED  • INTRODUCING BROKER REGISTERED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As • FUTURETRADE SECURITIES CORP • FUTURETRADE SECURITIES LLC   Business Address 8 GREENWICH OFFICE PARK GREENWICH, CT  06831 UNITED STATES 203 618 5700 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest ARNOLD J FEIST HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO INTERACTIVE BROKERS LLC YES ALEXANDER M IOFFE CHIEF FINANCIAL OFFICER NO THOMAS PECHY PETERFFY CHIEF EXECUTIVE OFFICER YES STEVEN JAY SANDERS HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO History  Status Effective Date • NFA MEMBER APPROVED 05/27/2008  • INTRODUCING BROKER REGISTERED 05/27/2008  • NFA MEMBER PENDING 02/15/2008  • INTRODUCING BROKER PENDING 01/30/2008