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Details

PEREGRINE FINANCIAL GROUP INC NFA ID: 0232217

Current Status
• FUTURES COMMISSION MERCHANT PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• FUTURES COMMISSION MERCHANT REGISTERED 
Regulatory Actions
 AgencyNumber
NFA4
CFTC2
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent31
details...
 
CFTC Reparations Cases
Total38
details...
Formerly Known As
No other names
 
Business Address
10 S. RIVERSIDE
SUITE 1800
CHICAGO, IL  60606
UNITED STATES
(312) 474-6151
Doing Business As
• BEST DIRECT• BEST DIRECT FAST
• BEST ON-LINE TRADING• PFG
• PFG PRECIOUS METALS• PFGBEST
• PFGBEST.COM• TURNKEY IB
• WASENDORF GROUP OF COMPANIES THE 
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
RUSSELL RALPH SR WASENDORFCHIEF EXECUTIVE OFFICERYES
History
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN12/11/2012 
• FOREX DEALER MEMBER WITHDRAWN12/11/2012 
• FOREX FIRM WITHDRAWN12/11/2012 
• NFA MEMBER WITHDRAWN12/11/2012 
• FOREX DEALER MEMBER APPROVED09/02/2010 
• FOREX FIRM APPROVED09/02/2010 
• FOREX DEALER MEMBER PENDING09/02/2010 
• FOREX FIRM PENDING09/02/2010 
• COMMODITY POOL OPERATOR WITHDRAWN03/04/2010 
• NOTICE BROKER DEALER REGISTERED10/30/2001 
• COMMODITY POOL OPERATOR REGISTERED06/15/1998 
• COMMODITY POOL OPERATOR PENDING06/10/1998 
• NFA MEMBER APPROVED07/15/1992 
• FUTURES COMMISSION MERCHANT REGISTERED07/15/1992 
• FUTURES COMMISSION MERCHANT PENDING01/13/1992 
• NFA MEMBER PENDING01/13/1992 
• FUTURES COMMISSION MERCHANT PENDING STATUS WITHDRAWN12/07/1990 
• NFA MEMBER PENDING STATUS WITHDRAWN12/07/1990 
• FUTURES COMMISSION MERCHANT PENDING09/10/1990 
• NFA MEMBER PENDING09/10/1990 
BEST DIRECT SECURITIES LLC 
• PRINCIPAL WITHDRAWN 09/15/2010 
• PRINCIPAL APPROVED 02/13/2008 
PEREGRINE ASSET MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 05/31/2013 
• PRINCIPAL APPROVED 04/11/2008 
 
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