Details

PEREGRINE FINANCIAL GROUP INC NFA ID: 0232217 Current Status • FUTURES COMMISSION MERCHANT PENDING WITHDRAWAL   FIRM ON WITHDRAWAL HOLD    • FUTURES COMMISSION MERCHANT REGISTERED  PEREGRINE ASSET MANAGEMENT INC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 4 CFTC 2 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 31 details...   CFTC Reparations Cases Total 38 details... Formerly Known As No other names   Business Address 10 S. RIVERSIDE SUITE 1800 CHICAGO, IL  60606 UNITED STATES (312) 474-6000 Doing Business As • BEST DIRECT • BEST DIRECT FAST • BEST ON-LINE TRADING • PFG • PFG PRECIOUS METALS • PFGBEST • PFGBEST.COM • TURNKEY IB • WASENDORF GROUP OF COMPANIES THE   Listed Principals  Listed Principal Name Title 10% or More Financial Interest RUSSELL RALPH SR WASENDORF CHIEF EXECUTIVE OFFICER YES History  Status Effective Date • NOTICE BROKER DEALER WITHDRAWN 12/11/2012  • FOREX DEALER MEMBER WITHDRAWN 12/11/2012  • FOREX FIRM WITHDRAWN 12/11/2012  • NFA MEMBER WITHDRAWN 12/11/2012  • FOREX DEALER MEMBER APPROVED 09/02/2010  • FOREX FIRM APPROVED 09/02/2010  • FOREX DEALER MEMBER PENDING 09/02/2010  • FOREX FIRM PENDING 09/02/2010  • COMMODITY POOL OPERATOR WITHDRAWN 03/04/2010  • NOTICE BROKER DEALER REGISTERED 10/30/2001  • COMMODITY POOL OPERATOR REGISTERED 06/15/1998  • COMMODITY POOL OPERATOR PENDING 06/10/1998  • NFA MEMBER APPROVED 07/15/1992  • FUTURES COMMISSION MERCHANT REGISTERED 07/15/1992  • FUTURES COMMISSION MERCHANT PENDING 01/13/1992  • NFA MEMBER PENDING 01/13/1992  • FUTURES COMMISSION MERCHANT PENDING STATUS WITHDRAWN 12/07/1990  • NFA MEMBER PENDING STATUS WITHDRAWN 12/07/1990  • FUTURES COMMISSION MERCHANT PENDING 09/10/1990  • NFA MEMBER PENDING 09/10/1990  BEST DIRECT SECURITIES LLC  • PRINCIPAL WITHDRAWN 09/15/2010  • PRINCIPAL APPROVED 02/13/2008  PEREGRINE ASSET MANAGEMENT INC  • PRINCIPAL APPROVED 04/11/2008