Details

UNIVERSAL FINANCIAL HOLDING CORP NFA ID: 0267903 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 2 CFTC 2 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 55 details... Formerly Known As No other names   Business Address 2999 NE191ST SUITE601 AVENTURA, FL  33180 UNITED STATES (800) 749-1000 Doing Business As • COMMODITY BROKERS • UFHC Listed Principals No principals currently listed History  Status Effective Date • FUTURES COMMISSION MERCHANT WITHDRAWN 12/31/2012  • FUTURES COMMISSION MERCHANT SUSPENDED 11/17/2006  • NFA MEMBER PENDING STATUS WITHDRAWN 01/20/2006  • NFA MEMBER PENDING 01/10/2006  • NOTICE BROKER DEALER WITHDRAWN 02/15/2005  • NFA MEMBER EXPELLED 02/15/2005  • NOTICE BROKER DEALER REGISTERED 07/23/2002  • FUTURES COMMISSION MERCHANT REGISTERED 08/15/1997  • INTRODUCING BROKER WITHDRAWN 08/15/1997  • FUTURES COMMISSION MERCHANT PENDING 07/21/1997  • NFA MEMBER APPROVED 02/22/1996  • NFA MEMBER PENDING 02/20/1996  • INTRODUCING BROKER REGISTERED 12/05/1995  • INTRODUCING BROKER PENDING 11/20/1995