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Details

UNIVERSAL FINANCIAL HOLDING CORP NFA ID: 0267903

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA2
CFTC2
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
details...
 
CFTC Reparations Cases
Total55
details...
Formerly Known As
No other names
 
Business Address
2999 NE191ST
SUITE601
AVENTURA, FL  33180
UNITED STATES
(800) 749-1000
Doing Business As
• COMMODITY BROKERS• UFHC
Listed Principals
No principals currently listed
History
 Status Effective Date
• FUTURES COMMISSION MERCHANT WITHDRAWN12/31/2012 
• FUTURES COMMISSION MERCHANT SUSPENDED11/17/2006 
• NFA MEMBER PENDING STATUS WITHDRAWN01/20/2006 
• NFA MEMBER PENDING01/10/2006 
• NOTICE BROKER DEALER WITHDRAWN02/15/2005 
• NFA MEMBER EXPELLED02/15/2005 
• NOTICE BROKER DEALER REGISTERED07/23/2002 
• FUTURES COMMISSION MERCHANT REGISTERED08/15/1997 
• INTRODUCING BROKER WITHDRAWN08/15/1997 
• FUTURES COMMISSION MERCHANT PENDING07/21/1997 
• NFA MEMBER APPROVED02/22/1996 
• NFA MEMBER PENDING02/20/1996 
• INTRODUCING BROKER REGISTERED12/05/1995 
• INTRODUCING BROKER PENDING11/20/1995 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.