| COMTRUST INC |
| ASSOCIATED PERSON WITHDRAWN | 12/11/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/11/2008 |
| PRINCIPAL WITHDRAWN | 12/11/2008 |
| ASSOCIATED PERSON REGISTERED | 04/14/2005 |
| NFA ASSOCIATE MEMBER APPROVED | 04/14/2005 |
| PRINCIPAL APPROVED | 01/21/2005 |
| GRANDVIEW HOLDING CORP |
| ASSOCIATED PERSON WITHDRAWN | 05/10/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/10/1988 |
| ASSOCIATED PERSON REGISTERED | 01/01/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 01/01/1988 |
| INVESTMENT SERVICES INTERNATIONAL |
| ASSOCIATED PERSON WITHDRAWN | 07/14/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 07/14/1999 |
| ASSOCIATED PERSON REGISTERED | 12/14/1998 |
| NFA ASSOCIATE MEMBER APPROVED | 12/14/1998 |
| JCC INC |
| ASSOCIATED PERSON WITHDRAWN | 06/02/1993 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/02/1993 |
| ASSOCIATED PERSON REGISTERED | 09/29/1989 |
| NFA ASSOCIATE MEMBER APPROVED | 09/29/1989 |
| ASSOCIATED PERSON PENDING | 09/29/1989 |
| NFA ASSOCIATE MEMBER PENDING | 09/29/1989 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 09/22/1989 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 09/22/1989 |
| ASSOCIATED PERSON TEMPORARY LICENSE RESCINDED | 06/05/1989 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/05/1989 |
| ASSOCIATED PERSON PENDING | 06/05/1989 |
| NFA ASSOCIATE MEMBER PENDING | 06/05/1989 |
| NFA ASSOCIATE MEMBER APPROVED | 03/08/1989 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/08/1989 |
| PROFIT QUEST FUTURES CORP |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/01/1988 |
| ASSOCIATED PERSON WITHDRAWN | 01/01/1988 |
| ASSOCIATED PERSON REGISTERED | 11/16/1987 |
| NFA ASSOCIATE MEMBER APPROVED | 11/16/1987 |
| ASSOCIATED PERSON PENDING | 10/02/1987 |
| NFA ASSOCIATE MEMBER PENDING | 10/02/1987 |
| R & S FINANCIAL CORPORATION |
| ASSOCIATED PERSON WITHDRAWN | 02/14/1989 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/14/1989 |
| ASSOCIATED PERSON REGISTERED | 11/15/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 11/15/1988 |
| ASSOCIATED PERSON PENDING | 07/29/1988 |
| NFA ASSOCIATE MEMBER PENDING | 07/29/1988 |
| ROSENRAICH PNINA |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 05/19/1988 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 05/19/1988 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/19/1988 |
| NFA ASSOCIATE MEMBER APPROVED | 05/17/1988 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/17/1988 |
| ASSOCIATED PERSON PENDING | 05/11/1988 |
| BRANCH MANAGER PENDING | 05/11/1988 |
| NFA ASSOCIATE MEMBER PENDING | 05/11/1988 |
| STUART FINANCIAL GROUP INTERNATIONAL INC |
| ASSOCIATED PERSON WITHDRAWN | 12/11/2008 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/11/2008 |
| PRINCIPAL WITHDRAWN | 12/11/2008 |
| PRINCIPAL APPROVED | 06/01/1999 |
| NFA ASSOCIATE MEMBER APPROVED | 06/01/1999 |
| ASSOCIATED PERSON REGISTERED | 06/01/1999 |
| ASSOCIATED PERSON PENDING | 05/26/1999 |
| NFA ASSOCIATE MEMBER PENDING | 05/26/1999 |
| PRINCIPAL PENDING | 05/26/1999 |
| UNIVERSAL COMMODITY CORPORATION |
| PRINCIPAL WITHDRAWN | 05/16/2008 |
| ASSOCIATED PERSON WITHDRAWN | 08/15/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/15/2006 |
| ASSOCIATED PERSON REGISTERED | 01/29/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 01/29/2003 |
| ASSOCIATED PERSON PENDING | 01/22/2003 |
| NFA ASSOCIATE MEMBER PENDING | 01/22/2003 |
| PRINCIPAL APPROVED | 01/22/2003 |
| PRINCIPAL PENDING | 01/14/2003 |
| ASSOCIATED PERSON WITHDRAWN | 06/02/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/02/1999 |
| PRINCIPAL WITHDRAWN | 12/07/1998 |
| PRINCIPAL APPROVED | 03/17/1998 |
| BRANCH MANAGER PENDING STATUS WITHDRAWN | 03/03/1998 |
| PRINCIPAL PENDING | 03/03/1998 |
| BRANCH MANAGER PENDING | 02/05/1998 |
| ASSOCIATED PERSON REGISTERED | 07/08/1993 |
| NFA ASSOCIATE MEMBER APPROVED | 06/02/1993 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/02/1993 |
| UNIVERSAL FINANCIAL HOLDING CORP |
| ASSOCIATED PERSON WITHDRAWN | 01/31/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/31/2005 |
| PRINCIPAL WITHDRAWN | 01/31/2005 |
| ASSOCIATED PERSON REGISTERED | 03/31/2003 |
| NFA ASSOCIATE MEMBER APPROVED | 03/31/2003 |
| PRINCIPAL APPROVED | 03/31/2003 |