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Details

BACERA ASSET MANAGEMENT LLC NFA ID: 0423523

Current Status
• NFA MEMBER APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
Exemptions and No Actions
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total0
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Formerly Known As
No other names
 
Business Address
618 W. MAIN ST.
SUITE E
ALHAMBRA, CA  91801
UNITED STATES
626-293-1600
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
VICTOR LEE RINGORCHIEF EXECUTIVE OFFICERYES
History
 Status Effective Date
• NFA MEMBER APPROVED01/20/2011 
• COMMODITY TRADING ADVISOR REGISTERED01/20/2011 
• COMMODITY POOL OPERATOR REGISTERED01/20/2011 
• NFA MEMBER PENDING08/05/2010 
• COMMODITY TRADING ADVISOR PENDING08/04/2010 
• COMMODITY POOL OPERATOR PENDING08/04/2010 
 
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