About NFA
|
Site Index
|
Contact NFA
(
Contáctenos
)
Registration
Compliance
Electronic Filings
Investor Information
Arbitration / Mediation
Regulation
Broker / Firm Information (BASIC)
BASIC
BASIC Home/Search
File A Complaint
Help
FAQ
Glossary
Contributors
General Search Tips
Investor Information
Feedback
Terms of Use
Privacy Statement
The BASIC system utilizes Adobe Acrobat for viewing certain documents. Click here to download Adobe Acrobat reader.
Print Page
Details
ROTHMAN BARRY & ASSOCIATES
NFA ID: 0103623
Current Status
NO CURRENT STATUS
Regulatory Actions
Agency
Number
NFA
0
CFTC
0
Exchanges
0
details...
NFA Arbitration Decisions
Role
Number
Claimant
0
Respondent
0
details...
CFTC Reparations Cases
Total
0
details...
Formerly Known As
No other names
Business Address
2946 MIDDLETOWN ROAD
BRONX, NY 10461
UNITED STATES
Doing Business As
No other names
Listed Principals
No principals currently listed
History
Status
Effective Date
COMMODITY TRADING ADVISOR WITHDRAWN
06/30/1983
COMMODITY TRADING ADVISOR REGISTERED
07/01/1982