| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 08/11/2007 |
| COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN | 08/11/2007 |
| INTRODUCING BROKER PENDING | 05/29/2007 |
| COMMODITY TRADING ADVISOR PENDING | 05/29/2007 |
| D2W CAPITAL MANAGEMENT LLC |
| PRINCIPAL WITHDRAWN | 01/04/2012 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/04/2012 |
| ASSOCIATED PERSON WITHDRAWN | 01/04/2012 |
| FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 01/06/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 10/14/2010 |
| ASSOCIATED PERSON REGISTERED | 10/14/2010 |
| FOREX ASSOCIATED PERSON PENDING | 10/08/2010 |
| NFA ASSOCIATE MEMBER PENDING | 10/08/2010 |
| ASSOCIATED PERSON PENDING | 10/08/2010 |
| PRINCIPAL APPROVED | 06/27/2008 |
| PRINCIPAL PENDING | 04/10/2008 |
| HUNTER, TOBY |
| PRINCIPAL PENDING STATUS WITHDRAWN | 08/11/2007 |
| PRINCIPAL PENDING | 07/05/2007 |
| PRESTIGE CAPITAL ADVISORS LLC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/04/2012 |
| FOREX ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 01/06/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 10/14/2010 |
| ASSOCIATED PERSON REGISTERED | 10/14/2010 |
| FOREX ASSOCIATED PERSON PENDING | 10/08/2010 |
| NFA ASSOCIATE MEMBER PENDING | 10/08/2010 |
| ASSOCIATED PERSON PENDING | 10/08/2010 |
| NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN | 09/13/2010 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 09/13/2010 |
| ASSOCIATED PERSON PENDING | 06/14/2010 |
| NFA ASSOCIATE MEMBER PENDING | 06/14/2010 |
| PRINCIPAL APPROVED | 06/10/2010 |