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Details
JAMES EDWARD HAYS
NFA ID: 0365643
Current Status
WELLS FARGO ADVISORS LLC
PRINCIPAL APPROVED
Regulatory Actions
Agency
Number
NFA
0
CFTC
0
Exchanges
0
details...
NFA Arbitration Decisions
Role
Number
Claimant
0
Respondent
0
details...
CFTC Reparations Cases
Total
0
details...
Formerly Known As
No other names
Security Futures Proficiency Training
No proficiency information available
Doing Business As
No other names
History
Status
Effective Date
WELLS FARGO ADVISORS LLC
PRINCIPAL APPROVED
05/02/2006
PRINCIPAL PENDING
04/26/2006