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Details

LEHMAN BROTHERS INC NFA ID: 0000264

Current Status
NO CURRENT STATUS
Exemptions and No Actions
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Regulatory Actions
 AgencyNumber
NFA0
CFTC3
Exchanges34
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NFA Arbitration Decisions
 RoleNumber
Claimant3
Respondent20
details...
 
CFTC Reparations Cases
Total166
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Formerly Known As
• SHEARSON LEHMAN BROTHERS INC
 
Business Address
ONE BATTERY PARK PLAZA
NEW YORK, NY  10004
UNITED STATES
212-837-6417
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• EXEMPT FOREIGN FIRM AGENT WITHDRAWN03/21/2009 
• NFA MEMBER WITHDRAWN03/21/2009 
• FUTURES COMMISSION MERCHANT WITHDRAWN03/21/2009 
• EXEMPT FOREIGN FIRM AGENT APPROVED07/18/1988 
• NFA MEMBER APPROVED07/01/1982 
• FUTURES COMMISSION MERCHANT REGISTERED06/30/1982 
 
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