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TRADITION SECURITIES AND FUTURES INC NFA ID: 0271289 Current Status • FUTURES COMMISSION MERCHANT REGISTERED  • NFA MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Awards  Role Number Claimant 0 Respondent 0 Representative 0 details...   CFTC Reparations Cases Total 0 details... Also Known As • STAFF USA INC   Business Address 75 PARK PLACE 4TH FLOOR NEW YORK, NY  10007 UNITED STATES (212) 791-6485 Doing Business As • TRADITION FUTURES   Listed Principals  Listed Principal Name Title 10% or More Financial Interest EMIL ASSENTATO PRESIDENT NO JAMES EMERSON GREEN NO LISTED TITLE NO JUDITH ANN RICCIARDI CHIEF FINANCIAL OFFICER NO TRADITION NORTH AMERICA INC YES History  Status Effective Date • FUTURES COMMISSION MERCHANT REGISTERED 07/15/2002  • INTRODUCING BROKER WITHDRAWN 07/15/2002  • FUTURES COMMISSION MERCHANT PENDING 04/01/2002  • INTRODUCING BROKER REGISTERED 04/14/1998  • FUTURES COMMISSION MERCHANT WITHDRAWN 04/14/1998  • INTRODUCING BROKER PENDING 12/23/1997  • FUTURES COMMISSION MERCHANT REGISTERED 10/22/1996  • NFA MEMBER APPROVED 10/22/1996  • FUTURES COMMISSION MERCHANT PENDING 05/18/1996  • NFA MEMBER PENDING 05/18/1996