Skip Navigation Links

Details

KEVIN PETER FITZGERALD NFA ID: 0389613

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
SOUTHERN TRUST SECURITIES INC 
• ASSOCIATED PERSON WITHDRAWN 01/04/2014 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/04/2014 
• PRINCIPAL WITHDRAWN 01/04/2014 
• NFA ASSOCIATE MEMBER APPROVED 10/14/2011 
• ASSOCIATED PERSON REGISTERED 10/14/2011 
• PRINCIPAL APPROVED 10/05/2007 
• PRINCIPAL PENDING 09/18/2007 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.