Skip Navigation Links

Details

MARK EVAN BLOOM NFA ID: 0277872

Current Status
• ALSO SEE NFA ID 0308333 
Regulatory Actions
 AgencyNumber
NFA1
CFTC1
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
• ALSO SEE NFA ID 0308333 
 
BLOOM, MARK EVAN 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/26/2014 
• ASSOCIATED PERSON WITHDRAWN 12/26/2014 
• PRINCIPAL WITHDRAWN 12/26/2014 
• NFA ASSOCIATE MEMBER SUSPENDED 02/09/2009 
• NFA ASSOCIATE MEMBER APPROVED 04/19/2001 
• ASSOCIATED PERSON REGISTERED 04/19/2001 
• PRINCIPAL APPROVED 04/19/2001 
• ASSOCIATED PERSON PENDING 03/06/2001 
• NFA ASSOCIATE MEMBER PENDING 03/06/2001 
• PRINCIPAL PENDING 03/06/2001 
NORTH HILLS MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 09/08/2002 
• PRINCIPAL APPROVED 04/18/1997 
• PRINCIPAL PENDING 03/18/1997 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.