| INSTITUTIONAL LIQUIDITY LLC |
| ASSOCIATED PERSON REGISTERED | 11/30/2011 |
| PRINCIPAL APPROVED | 11/30/2011 |
| FOREX ASSOCIATED PERSON APPROVED | 11/10/2011 |
| PRINCIPAL PENDING | 10/28/2011 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 10/28/2011 |
| FOREX ASSOCIATED PERSON PENDING | 10/28/2011 |
| NFA ASSOCIATE MEMBER APPROVED | 10/28/2011 |
| INTERBANK FX LLC |
| ASSOCIATED PERSON WITHDRAWN | 10/21/2011 |
| FOREX ASSOCIATED PERSON WITHDRAWN | 10/21/2011 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/21/2011 |
| FOREX ASSOCIATED PERSON APPROVED | 10/15/2010 |
| FOREX ASSOCIATED PERSON PENDING | 09/30/2010 |
| ASSOCIATED PERSON REGISTERED | 02/27/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 01/22/2009 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 01/22/2009 |