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Details

EMPIRE ASSET MANAGEMENT NFA ID: 0300077

Current Status
• INTRODUCING BROKER PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• INTRODUCING BROKER SUSPENDED 
Regulatory Actions
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CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
111 BROADWAY
18TH FLOOR
NEW YORK, NY  10006
UNITED STATES
(212) 791-1822
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• INTRODUCING BROKER SUSPENDED06/11/2004 
• NFA MEMBER WITHDRAWN07/24/2001 
• NFA MEMBER APPROVED03/14/2000 
• INTRODUCING BROKER REGISTERED03/14/2000 
• INTRODUCING BROKER PENDING01/24/2000 
• NFA MEMBER PENDING01/24/2000 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.