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SCOTT CLARKE TAYLOR NFA ID: 0365942 Current Status WELLS FARGO SECURITIES LLC  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 05/30/2012 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 05/30/2012 Doing Business As No other names History  Status Effective Date WELLS FARGO SECURITIES LLC  • PRINCIPAL APPROVED 03/20/2009  • ASSOCIATED PERSON REGISTERED 06/12/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 02/16/2006  • NFA ASSOCIATE MEMBER APPROVED 02/16/2006