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Details

TEJAS BROKERAGE LLC NFA ID: 0301205

Current Status
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
IB Guarantor Information
• IB GUARANTEED BY RJ OBRIEN ASSOCIATES LLC
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
details...
 
CFTC Reparations Cases
Total0
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Formerly Known As
• TEJAS TRADING CO
 
Business Address
3310 I-40 WEST
STE 100
AMARILLO, TX  79102
UNITED STATES
(806) 463-2144
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
ALVIN CECIL FULTSMANAGING MEMBER-LLC OR LLPYES
CODY D SMITHMANAGING MEMBER-LLC OR LLPYES
History
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN04/27/2015 
• NOTICE BROKER DEALER REGISTERED05/14/2003 
• INTRODUCING BROKER REGISTERED06/02/2000 
• NFA MEMBER APPROVED06/02/2000 
• NFA MEMBER PENDING06/02/2000 
• INTRODUCING BROKER PENDING03/23/2000 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.