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Details

REFCOFUND HOLDINGS LLC NFA ID: 0001114

Current Status
• COMMODITY POOL OPERATOR PENDING WITHDRAWAL 
• COMMODITY TRADING ADVISOR PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
Exemptions and No Actions
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Regulatory Actions
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NFA Arbitration Decisions
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Formerly Known As
• REFCOFUND HOLDINGS CORPORATION
 
Business Address
200 LIBERTY ST., ONE WORLD FINANCIAL CENTER
22ND FLOOR
NEW YORK, NY  10281
UNITED STATES
(212) 693-7000
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
RICHARD CRAIG BUTTPRESIDENTNO
ROBERT I SHAPIROCHIEF FINANCIAL OFFICERNO
WESTMINSTER-REFCO MANAGEMENT LLC YES
History
 Status Effective Date
• NFA MEMBER WITHDRAWN06/30/2015 
• COMMODITY TRADING ADVISOR REGISTERED09/21/1993 
• COMMODITY TRADING ADVISOR PENDING08/31/1993 
• NFA MEMBER APPROVED07/01/1982 
• COMMODITY POOL OPERATOR REGISTERED10/14/1981 
 
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