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Details

SCOTT ALLEN ALTENBURG NFA ID: 0248596

Current Status
• COMMODITY TRADING ADVISOR REGISTERED 
ALTENBURG, SCOTT ALLEN 
• PRINCIPAL APPROVED 
KINGSVIEW FUTURES LLC 
• ASSOCIATED PERSON REGISTERED 
• BRANCH MANAGER APPROVED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
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Business Address
25 DOUGLASS DR.
COTO DE CAZA, CA  92679
UNITED STATES
949-812-4040
Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/26/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED11/27/2002
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
SCOTT ALLEN ALTENBURGSOLE PROPRIETORYES
History
 Status Effective Date
• COMMODITY TRADING ADVISOR REGISTERED11/18/2008 
• COMMODITY TRADING ADVISOR PENDING10/07/2008 
ALTENBURG, SCOTT ALLEN 
• PRINCIPAL APPROVED 10/08/2008 
• PRINCIPAL PENDING 10/07/2008 
AMERIVEST BROKERAGE SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 01/29/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/29/1996 
• ASSOCIATED PERSON REGISTERED 03/08/1995 
• NFA ASSOCIATE MEMBER APPROVED 01/26/1995 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/26/1995 
AVALON ASSET MANAGEMENT LLC 
• ASSOCIATED PERSON WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/03/2012 
• PRINCIPAL WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER APPROVED 04/12/2006 
• ASSOCIATED PERSON REGISTERED 04/12/2006 
• PRINCIPAL APPROVED 04/10/2006 
• NFA ASSOCIATE MEMBER PENDING 04/10/2006 
• ASSOCIATED PERSON PENDING 04/10/2006 
AVALON CAPITAL ADVISORS LLC 
• ASSOCIATED PERSON WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/03/2012 
• PRINCIPAL WITHDRAWN 02/03/2012 
• NFA ASSOCIATE MEMBER APPROVED 04/12/2006 
• ASSOCIATED PERSON REGISTERED 04/12/2006 
• PRINCIPAL APPROVED 04/06/2006 
• NFA ASSOCIATE MEMBER PENDING 04/06/2006 
• ASSOCIATED PERSON PENDING 04/06/2006 
BARONS WORLDWIDE FINANCIAL SERVICES 
• ASSOCIATED PERSON WITHDRAWN 12/28/1994 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/28/1994 
• ASSOCIATED PERSON REGISTERED 06/15/1993 
• NFA ASSOCIATE MEMBER APPROVED 05/22/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/22/1993 
INVESTCORE PARTNERS 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/31/2014 
• ASSOCIATED PERSON WITHDRAWN 12/31/2014 
• PRINCIPAL WITHDRAWN 12/31/2014 
• NFA ASSOCIATE MEMBER APPROVED 04/17/2003 
• ASSOCIATED PERSON REGISTERED 04/17/2003 
• PRINCIPAL APPROVED 01/25/2003 
• NFA ASSOCIATE MEMBER PENDING 01/24/2003 
• ASSOCIATED PERSON PENDING 01/24/2003 
• PRINCIPAL PENDING 01/24/2003 
KINGSVIEW FUTURES LLC 
• ASSOCIATED PERSON REGISTERED 11/14/2014 
• BRANCH MANAGER APPROVED 11/14/2014 
• NFA ASSOCIATE MEMBER APPROVED 11/14/2014 
OPPORTUNITIES IN OPTIONS 
• ASSOCIATED PERSON WITHDRAWN 07/01/2004 
• BRANCH MANAGER WITHDRAWN 07/01/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/01/2004 
• BRANCH MANAGER APPROVED 04/11/2000 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 04/17/1999 
• ASSOCIATED PERSON REGISTERED 02/23/1999 
• BRANCH MANAGER PENDING 02/01/1999 
• NFA ASSOCIATE MEMBER APPROVED 01/26/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/26/1999 
• ASSOCIATED PERSON WITHDRAWN 08/18/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/18/1997 
• ASSOCIATED PERSON REGISTERED 05/19/1997 
• NFA ASSOCIATE MEMBER APPROVED 05/19/1997 
TRADELINE BROKERAGE SERVICES LLC 
• ASSOCIATED PERSON WITHDRAWN 01/19/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/19/1999 
• ASSOCIATED PERSON REGISTERED 01/29/1996 
• NFA ASSOCIATE MEMBER APPROVED 01/29/1996 
 
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