| NFA MEMBER WITHDRAWN | 10/07/2010 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 10/07/2010 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 07/15/2009 |
| NFA MEMBER APPROVED | 07/02/2009 |
| COMMODITY TRADING ADVISOR REGISTERED | 07/02/2009 |
| INTRODUCING BROKER PENDING | 06/05/2009 |
| NFA MEMBER PENDING | 06/05/2009 |
| COMMODITY TRADING ADVISOR PENDING | 06/05/2009 |
| INSTITUTIONAL LIQUIDITY LLC |
| FOREX ASSOCIATED PERSON APPROVED | 04/21/2011 |
| FOREX ASSOCIATED PERSON PENDING | 01/18/2011 |
| ASSOCIATED PERSON REGISTERED | 04/22/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 04/22/2010 |
| PRINCIPAL APPROVED | 04/22/2010 |
| PARKER, TRAVIS |
| PRINCIPAL WITHDRAWN | 10/07/2010 |
| ASSOCIATED PERSON WITHDRAWN | 10/07/2010 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/07/2010 |
| NFA ASSOCIATE MEMBER APPROVED | 07/02/2009 |
| ASSOCIATED PERSON REGISTERED | 07/02/2009 |
| PRINCIPAL APPROVED | 06/30/2009 |
| NFA ASSOCIATE MEMBER PENDING | 06/15/2009 |
| ASSOCIATED PERSON PENDING | 06/15/2009 |
| PRINCIPAL PENDING | 06/15/2009 |