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GEOFFREY GOOCH NFA ID: 0309684 Current Status ADVANCED MARKETS LLC  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date ADVANCED MARKETS LLC  • NFA ASSOCIATE MEMBER APPROVED 06/08/2006  • ASSOCIATED PERSON REGISTERED 06/08/2006  • NFA ASSOCIATE MEMBER PENDING 04/05/2006  • PRINCIPAL APPROVED 04/05/2006  • ASSOCIATED PERSON PENDING 04/05/2006  BRICKELL KEY FINANCIAL LLC  • ASSOCIATED PERSON WITHDRAWN 07/26/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 07/26/2002  • ASSOCIATED PERSON REGISTERED 07/12/2002  • NFA ASSOCIATE MEMBER APPROVED 07/02/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 07/02/2002  COMMODITY INVESTMENT GROUP  • ASSOCIATED PERSON WITHDRAWN 02/25/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 02/25/2003  • ASSOCIATED PERSON REGISTERED 12/06/2002  • NFA ASSOCIATE MEMBER APPROVED 11/15/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 11/15/2002  MEDIA FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 07/19/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 07/19/2002  • ASSOCIATED PERSON REGISTERED 05/10/2002  • NFA ASSOCIATE MEMBER APPROVED 03/27/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 03/27/2002  NATIONAL COMMODITIES CORPORATION INC  • ASSOCIATED PERSON WITHDRAWN 07/16/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 07/16/2001  • ASSOCIATED PERSON REGISTERED 05/31/2001  • NFA ASSOCIATE MEMBER APPROVED 05/01/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 05/01/2001  NEW TRADERS OF AMERICA INC  • ASSOCIATED PERSON WITHDRAWN 10/17/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 10/17/2002  • PRINCIPAL WITHDRAWN 10/17/2002  • PRINCIPAL APPROVED 10/07/2002  • ASSOCIATED PERSON REGISTERED 10/07/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 09/16/2002  • NFA ASSOCIATE MEMBER APPROVED 09/16/2002  • NFA ASSOCIATE MEMBER PENDING 08/13/2002  • ASSOCIATED PERSON PENDING 08/13/2002  • PRINCIPAL PENDING 08/13/2002  PRESCOTT TRADING GROUP  • ASSOCIATED PERSON WITHDRAWN 08/01/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 08/01/2003  • PRINCIPAL WITHDRAWN 08/01/2003  • ASSOCIATED PERSON REGISTERED 04/17/2003  • PRINCIPAL APPROVED 04/17/2003  • NFA ASSOCIATE MEMBER APPROVED 04/08/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 04/08/2003  • PRINCIPAL PENDING 03/27/2003  • NFA ASSOCIATE MEMBER PENDING 03/27/2003  • ASSOCIATED PERSON PENDING 03/27/2003  UNITED GLOBAL MARKETS LLC  • NFA ASSOCIATE MEMBER WITHDRAWN 06/19/2006  • PRINCIPAL WITHDRAWN 06/19/2006  • ASSOCIATED PERSON WITHDRAWN 06/19/2006  • PRINCIPAL APPROVED 02/02/2004  • ASSOCIATED PERSON REGISTERED 02/02/2004  • NFA ASSOCIATE MEMBER APPROVED 12/30/2003  • PRINCIPAL PENDING 12/30/2003  • ASSOCIATED PERSON TEMPORARY LICENSE 12/30/2003