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Details

GEOFFREY GOOCH NFA ID: 0309684

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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Claimant0
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CFTC Reparations Cases
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History
 Status Effective Date
ADVANCED MARKETS LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/28/2013 
• ASSOCIATED PERSON WITHDRAWN 06/28/2013 
• PRINCIPAL WITHDRAWN 06/28/2013 
• NFA ASSOCIATE MEMBER APPROVED 06/08/2006 
• ASSOCIATED PERSON REGISTERED 06/08/2006 
• PRINCIPAL APPROVED 04/05/2006 
• NFA ASSOCIATE MEMBER PENDING 04/05/2006 
• ASSOCIATED PERSON PENDING 04/05/2006 
BRICKELL KEY FINANCIAL LLC 
• ASSOCIATED PERSON WITHDRAWN 07/26/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/26/2002 
• ASSOCIATED PERSON REGISTERED 07/12/2002 
• NFA ASSOCIATE MEMBER APPROVED 07/02/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/02/2002 
COMMODITY INVESTMENT GROUP 
• ASSOCIATED PERSON WITHDRAWN 02/25/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/25/2003 
• ASSOCIATED PERSON REGISTERED 12/06/2002 
• NFA ASSOCIATE MEMBER APPROVED 11/15/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/15/2002 
MEDIA FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 07/19/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/19/2002 
• ASSOCIATED PERSON REGISTERED 05/10/2002 
• NFA ASSOCIATE MEMBER APPROVED 03/27/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/27/2002 
NATIONAL COMMODITIES CORPORATION INC 
• ASSOCIATED PERSON WITHDRAWN 07/16/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/16/2001 
• ASSOCIATED PERSON REGISTERED 05/31/2001 
• NFA ASSOCIATE MEMBER APPROVED 05/01/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/01/2001 
NEW TRADERS OF AMERICA INC 
• ASSOCIATED PERSON WITHDRAWN 10/17/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/17/2002 
• PRINCIPAL WITHDRAWN 10/17/2002 
• PRINCIPAL APPROVED 10/07/2002 
• ASSOCIATED PERSON REGISTERED 10/07/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/16/2002 
• NFA ASSOCIATE MEMBER APPROVED 09/16/2002 
• NFA ASSOCIATE MEMBER PENDING 08/13/2002 
• ASSOCIATED PERSON PENDING 08/13/2002 
• PRINCIPAL PENDING 08/13/2002 
PRESCOTT TRADING GROUP 
• ASSOCIATED PERSON WITHDRAWN 08/01/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/01/2003 
• PRINCIPAL WITHDRAWN 08/01/2003 
• ASSOCIATED PERSON REGISTERED 04/17/2003 
• PRINCIPAL APPROVED 04/17/2003 
• NFA ASSOCIATE MEMBER APPROVED 04/08/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/08/2003 
• PRINCIPAL PENDING 03/27/2003 
• NFA ASSOCIATE MEMBER PENDING 03/27/2003 
• ASSOCIATED PERSON PENDING 03/27/2003 
UNITED GLOBAL MARKETS LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/19/2006 
• PRINCIPAL WITHDRAWN 06/19/2006 
• ASSOCIATED PERSON WITHDRAWN 06/19/2006 
• PRINCIPAL APPROVED 02/02/2004 
• ASSOCIATED PERSON REGISTERED 02/02/2004 
• NFA ASSOCIATE MEMBER APPROVED 12/30/2003 
• PRINCIPAL PENDING 12/30/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/30/2003 
 
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