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TODD OWEN MARSHALL NFA ID: 0284654 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date AMERICAN FINANCIAL TRADING CORP  • ASSOCIATED PERSON WITHDRAWN 10/06/1998  • NFA ASSOCIATE MEMBER WITHDRAWN 10/06/1998  • ASSOCIATED PERSON REGISTERED 03/03/1998  • NFA ASSOCIATE MEMBER APPROVED 01/09/1998  • ASSOCIATED PERSON TEMPORARY LICENSE 01/09/1998  BARKLEY FINANCIAL CORP  • ASSOCIATED PERSON WITHDRAWN 02/26/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 02/26/1999  • ASSOCIATED PERSON REGISTERED 10/28/1998  • NFA ASSOCIATE MEMBER APPROVED 10/13/1998  • ASSOCIATED PERSON TEMPORARY LICENSE 10/13/1998  CONCORDE TRADING GROUP INC  • NFA ASSOCIATE MEMBER WITHDRAWN 08/23/1999  • ASSOCIATED PERSON WITHDRAWN 08/23/1999  • ASSOCIATED PERSON REGISTERED 06/25/1999  • NFA ASSOCIATE MEMBER APPROVED 06/11/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 06/11/1999  GROUP ONE FINANCIAL SERVICES INC  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 09/21/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 09/21/1999  • ASSOCIATED PERSON PENDING 08/30/1999  • NFA ASSOCIATE MEMBER PENDING 08/30/1999  • NFA ASSOCIATE MEMBER APPROVED 08/24/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 08/24/1999  INVESTMENT SERVICES INTERNATIONAL  • ASSOCIATED PERSON WITHDRAWN 06/10/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 06/10/1999  • ASSOCIATED PERSON REGISTERED 03/30/1999  • NFA ASSOCIATE MEMBER APPROVED 03/01/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 03/01/1999  INVESTORS TRADING GROUP LC  • ASSOCIATED PERSON WITHDRAWN 06/14/2000  • NFA ASSOCIATE MEMBER WITHDRAWN 06/14/2000  • ASSOCIATED PERSON REGISTERED 01/03/2000  • NFA ASSOCIATE MEMBER APPROVED 09/30/1999  • ASSOCIATED PERSON TEMPORARY LICENSE 09/30/1999  • ASSOCIATED PERSON PENDING 09/29/1999  • NFA ASSOCIATE MEMBER PENDING 09/29/1999  STERLING INTERNATIONAL COMMODITIES  • ASSOCIATED PERSON WITHDRAWN 05/20/2008  • NFA ASSOCIATE MEMBER WITHDRAWN 05/20/2008  • PRINCIPAL WITHDRAWN 05/20/2008  • PRINCIPAL APPROVED 06/25/2002  • ASSOCIATED PERSON REGISTERED 03/04/2002  • PRINCIPAL PENDING 02/27/2002  • NFA ASSOCIATE MEMBER APPROVED 09/06/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 09/06/2001  • ASSOCIATED PERSON PENDING 08/16/2001  • NFA ASSOCIATE MEMBER PENDING 08/16/2001