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Details

TODD OWEN MARSHALL NFA ID: 0284654

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA2
CFTC1
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent1
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CFTC Reparations Cases
Total1
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History
 Status Effective Date
AMERICAN FINANCIAL TRADING CORP 
• ASSOCIATED PERSON WITHDRAWN 10/06/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/06/1998 
• ASSOCIATED PERSON REGISTERED 03/03/1998 
• NFA ASSOCIATE MEMBER APPROVED 01/09/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/09/1998 
BARKLEY FINANCIAL CORP 
• ASSOCIATED PERSON WITHDRAWN 02/26/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/26/1999 
• ASSOCIATED PERSON REGISTERED 10/28/1998 
• NFA ASSOCIATE MEMBER APPROVED 10/13/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/13/1998 
CONCORDE TRADING GROUP INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/23/1999 
• ASSOCIATED PERSON WITHDRAWN 08/23/1999 
• ASSOCIATED PERSON REGISTERED 06/25/1999 
• NFA ASSOCIATE MEMBER APPROVED 06/11/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/11/1999 
GROUP ONE FINANCIAL SERVICES INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 09/21/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/21/1999 
• ASSOCIATED PERSON PENDING 08/30/1999 
• NFA ASSOCIATE MEMBER PENDING 08/30/1999 
• NFA ASSOCIATE MEMBER APPROVED 08/24/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/24/1999 
INVESTMENT SERVICES INTERNATIONAL 
• ASSOCIATED PERSON WITHDRAWN 06/10/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/10/1999 
• ASSOCIATED PERSON REGISTERED 03/30/1999 
• NFA ASSOCIATE MEMBER APPROVED 03/01/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/01/1999 
INVESTORS TRADING GROUP LC 
• ASSOCIATED PERSON WITHDRAWN 06/14/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/14/2000 
• ASSOCIATED PERSON REGISTERED 01/03/2000 
• NFA ASSOCIATE MEMBER APPROVED 09/30/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/30/1999 
• ASSOCIATED PERSON PENDING 09/29/1999 
• NFA ASSOCIATE MEMBER PENDING 09/29/1999 
STERLING INTERNATIONAL COMMODITIES 
• ASSOCIATED PERSON WITHDRAWN 05/20/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/20/2008 
• PRINCIPAL WITHDRAWN 05/20/2008 
• PRINCIPAL APPROVED 06/25/2002 
• ASSOCIATED PERSON REGISTERED 03/04/2002 
• PRINCIPAL PENDING 02/27/2002 
• NFA ASSOCIATE MEMBER APPROVED 09/06/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/06/2001 
• ASSOCIATED PERSON PENDING 08/16/2001 
• NFA ASSOCIATE MEMBER PENDING 08/16/2001 
 
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