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ROSLEX CORPORATION NFA ID: 0309181 Current Status • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As • COMMODITY GRP ASSOC REP FUTURES&OPTIONS • ROLEX CORPORATION   Business Address 9465 CHARLES SMITH AVE BUILDING C RANCHO CUCAMONGA, CA  91730 UNITED STATES 909-481-7170 Doing Business As • RFG • ROSLEX FINANCIAL GROUP Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER PERMANENT BAR 06/30/2011  • PRINCIPAL PERMANENT BAR 06/30/2011    • INTRODUCING BROKER WITHDRAWN 06/21/2011  • NOTICE BROKER DEALER WITHDRAWN 04/19/2011  • NFA MEMBER WITHDRAWN 04/19/2011  • COMMODITY TRADING ADVISOR WITHDRAWN 06/18/2004  • COMMODITY TRADING ADVISOR REGISTERED 04/28/2003  • COMMODITY TRADING ADVISOR PENDING 04/14/2003  • NOTICE BROKER DEALER REGISTERED 10/18/2002  • INTRODUCING BROKER REGISTERED 05/14/2001  • NFA MEMBER APPROVED 05/03/2001  • INTRODUCING BROKER TEMPORARY LICENSE 05/03/2001  • INTRODUCING BROKER PENDING 04/17/2001  • NFA MEMBER PENDING 04/17/2001