| BARKLEY FINANCIAL CORP |
| • ASSOCIATED PERSON WITHDRAWN | 02/07/2005 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 02/07/2005 |
| • ASSOCIATED PERSON REGISTERED | 12/23/2004 |
| • NFA ASSOCIATE MEMBER APPROVED | 12/21/2004 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 12/21/2004 |
| ENERGY TRADING GROUP |
| • ASSOCIATED PERSON WITHDRAWN | 12/22/2004 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 12/22/2004 |
| • ASSOCIATED PERSON REGISTERED | 11/10/2004 |
| • NFA ASSOCIATE MEMBER APPROVED | 11/10/2004 |
| EXECUTIVE COMMODITY CORP |
| • ASSOCIATED PERSON REGISTERED | 06/17/2005 |
| • ASSOCIATED PERSON WITHDRAWN | 06/17/2005 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/17/2005 |
| • NFA ASSOCIATE MEMBER APPROVED | 05/27/2005 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 05/27/2005 |
| IAG LLC |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 08/31/2007 |
| • PRINCIPAL WITHDRAWN | 08/31/2007 |
| • ASSOCIATED PERSON WITHDRAWN | 08/31/2007 |
| • NFA ASSOCIATE MEMBER APPROVED | 10/30/2006 |
| • ASSOCIATED PERSON REGISTERED | 10/30/2006 |
| • PRINCIPAL APPROVED | 10/30/2006 |
| • NFA ASSOCIATE MEMBER PENDING | 10/20/2006 |
| • ASSOCIATED PERSON PENDING | 10/20/2006 |
| • PRINCIPAL PENDING | 10/20/2006 |
| LIBERTY FINANCIAL TRADING CORP INC |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/30/2004 |
| • ASSOCIATED PERSON WITHDRAWN | 06/30/2004 |
| • ASSOCIATED PERSON REGISTERED | 04/12/2004 |
| • NFA ASSOCIATE MEMBER APPROVED | 03/15/2004 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 03/15/2004 |
| LIBERTY REAL ASSETS INVESTMENT CORPORATION |
| • ASSOCIATED PERSON WITHDRAWN | 10/20/2006 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 10/20/2006 |
| • ASSOCIATED PERSON REGISTERED | 07/24/2006 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 07/18/2006 |
| • NFA ASSOCIATE MEMBER APPROVED | 07/18/2006 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/30/2006 |
| • ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 06/30/2006 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 06/21/2006 |
| • NFA ASSOCIATE MEMBER APPROVED | 06/21/2006 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 08/27/2004 |
| • ASSOCIATED PERSON WITHDRAWN | 08/27/2004 |
| • ASSOCIATED PERSON REGISTERED | 06/21/2004 |
| • NFA ASSOCIATE MEMBER APPROVED | 06/21/2004 |
| RISK ONE |
| • ASSOCIATED PERSON WITHDRAWN | 05/25/2005 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 05/25/2005 |
| • ASSOCIATED PERSON REGISTERED | 03/15/2005 |
| • NFA ASSOCIATE MEMBER APPROVED | 03/01/2005 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 03/01/2005 |
| TRENDEX COMMODITY CORP |
| • ASSOCIATED PERSON WITHDRAWN | 11/14/2007 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 11/14/2007 |
| • ASSOCIATED PERSON REGISTERED | 11/07/2007 |
| • NFA ASSOCIATE MEMBER APPROVED | 10/31/2007 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 10/31/2007 |
| UNIVERSAL COMMODITY CORPORATION |
| • ASSOCIATED PERSON WITHDRAWN | 06/21/2006 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 06/21/2006 |
| • ASSOCIATED PERSON REGISTERED | 07/14/2005 |
| • NFA ASSOCIATE MEMBER APPROVED | 07/14/2005 |
| • NFA ASSOCIATE MEMBER PENDING | 07/12/2005 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 07/12/2005 |
| • ASSOCIATED PERSON PENDING | 07/12/2005 |
| • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN | 07/12/2005 |
| • NFA ASSOCIATE MEMBER APPROVED | 06/21/2005 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 06/21/2005 |
| • ASSOCIATED PERSON WITHDRAWN | 11/17/2004 |
| • NFA ASSOCIATE MEMBER WITHDRAWN | 11/17/2004 |
| • ASSOCIATED PERSON REGISTERED | 09/28/2004 |
| • NFA ASSOCIATE MEMBER APPROVED | 09/07/2004 |
| • ASSOCIATED PERSON TEMPORARY LICENSE | 09/07/2004 |