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SPENCER FINANCIAL LLC NFA ID: 0337483

Current Status
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
125 MAIDEN LANE
FLOOR 3
NEW YORK, NY  10038
UNITED STATES
(646) 649-8080
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER PERMANENT BAR11/28/2006 
• PRINCIPAL PERMANENT BAR11/28/2006 
 
• FUTURES COMMISSION MERCHANT WITHDRAWN10/27/2006 
• NFA MEMBER WITHDRAWN10/27/2006 
• NFA MEMBER APPROVED04/27/2004 
• FUTURES COMMISSION MERCHANT REGISTERED04/27/2004 
• NFA MEMBER PENDING12/23/2003 
• FUTURES COMMISSION MERCHANT PENDING11/20/2003 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.