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SPENCER FINANCIAL LLC NFA ID: 0337483 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 125 MAIDEN LANE FLOOR 3 NEW YORK, NY  10038 UNITED STATES (646) 649-8080 Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • FUTURES COMMISSION MERCHANT WITHDRAWN 10/27/2006  • NFA MEMBER WITHDRAWN 10/27/2006  • NFA MEMBER APPROVED 04/27/2004  • FUTURES COMMISSION MERCHANT REGISTERED 04/27/2004  • NFA MEMBER PENDING 12/23/2003  • FUTURES COMMISSION MERCHANT PENDING 11/20/2003