Details

DYNASTY FINANCIAL GROUP LLC NFA ID: 0360277 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As • DYNASTY FINANCIAL GROUP   Business Address ONE METRO CENTER 700 12TH STREET, N.W. SUITE 700 WASHINGTON, DC  20005 UNITED STATES (202) 904-2456 Doing Business As • DYNASTY GLOBAL MANAGEMENT LLC • DYNASTY PRIVATE INVESTMENTS LLC Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER WITHDRAWN 07/28/2007  • INTRODUCING BROKER WITHDRAWN 07/28/2007  • COMMODITY POOL OPERATOR PENDING STATUS WITHDRAWN 12/19/2005  • COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN 12/19/2005  • COMMODITY POOL OPERATOR PENDING 11/14/2005  • COMMODITY TRADING ADVISOR PENDING 11/14/2005  • NFA MEMBER APPROVED 10/10/2005  • INTRODUCING BROKER REGISTERED 10/10/2005  • NFA MEMBER PENDING 09/23/2005  • INTRODUCING BROKER PENDING 09/23/2005  DFG CAPITAL MANAGEMENT  • PRINCIPAL WITHDRAWN 04/04/2008  • PRINCIPAL APPROVED 12/30/2005