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DYNASTY FINANCIAL GROUP LLC NFA ID: 0360277

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
• DYNASTY FINANCIAL GROUP
 
Business Address
ONE METRO CENTER
700 12TH STREET, N.W.
SUITE 700
WASHINGTON, DC  20005
UNITED STATES
(202) 904-2456
Doing Business As
• DYNASTY GLOBAL MANAGEMENT LLC• DYNASTY PRIVATE INVESTMENTS LLC
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN07/28/2007 
• INTRODUCING BROKER WITHDRAWN07/28/2007 
• COMMODITY POOL OPERATOR PENDING STATUS WITHDRAWN12/19/2005 
• COMMODITY TRADING ADVISOR PENDING STATUS WITHDRAWN12/19/2005 
• COMMODITY POOL OPERATOR PENDING11/14/2005 
• COMMODITY TRADING ADVISOR PENDING11/14/2005 
• NFA MEMBER APPROVED10/10/2005 
• INTRODUCING BROKER REGISTERED10/10/2005 
• NFA MEMBER PENDING09/23/2005 
• INTRODUCING BROKER PENDING09/23/2005 
DFG CAPITAL MANAGEMENT 
• PRINCIPAL WITHDRAWN 04/04/2008 
• PRINCIPAL APPROVED 12/30/2005 
 
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