| NFA MEMBER PERMANENT BAR | 08/03/2010 |
| PRINCIPAL PERMANENT BAR | 08/03/2010 |
| |
| NOTICE BROKER DEALER WITHDRAWN | 07/19/2010 |
| NFA MEMBER WITHDRAWN | 07/19/2010 |
| INTRODUCING BROKER WITHDRAWN | 07/19/2010 |
| NOTICE BROKER DEALER REGISTERED | 02/18/2003 |
| INTRODUCING BROKER REGISTERED | 01/04/1999 |
| NFA MEMBER APPROVED | 01/04/1999 |
| INTRODUCING BROKER PENDING | 12/09/1998 |
| NFA MEMBER PENDING | 12/09/1998 |