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| | | NOTICE BROKER DEALER REGISTERED | | INTRODUCING BROKER REGISTERED | | NFA MEMBER APPROVED | | COMMODITY POOL OPERATOR REGISTERED | | COMMODITY TRADING ADVISOR REGISTERED |
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| | IB GUARANTEED BY RJ OBRIEN ASSOCIATES LLC
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| | | Firm has on-exchange futures and/or options customer accounts | Yes | | Firm is soliciting customers | No | | Firm manages futures or options customer accounts | No | | Firm operates commodity pools | No | | Firm is engaged in retail off-exchange foreign currency futures and/or options | No |
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| | 15305 NORTH DALLAS PARKWAY SUITE #930 ADDISON, TX 75001 UNITED STATES (972) 387-0080 | | | | |
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| | | NOTICE BROKER DEALER REGISTERED | 10/16/2002 | | INTRODUCING BROKER REGISTERED | 04/26/1991 | | NFA MEMBER APPROVED | 07/01/1984 | | COMMODITY POOL OPERATOR REGISTERED | 06/30/1982 | | COMMODITY TRADING ADVISOR REGISTERED | 06/30/1982 | | | | | |