Details

MICHAEL WILLIAMS NFA ID: 0407627 Current Status • NFA ASSOCIATE MEMBER PERMANENT BAR  • NFA MEMBER PERMANENT BAR  • PRINCIPAL PERMANENT BAR  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As • MICHAEL WILLIAMS   Security Futures Proficiency Training No proficiency information available Doing Business As No other names Listed Principals No principals currently listed History  Status Effective Date • NFA ASSOCIATE MEMBER PERMANENT BAR 02/18/2010  • NFA MEMBER PERMANENT BAR 02/18/2010  • PRINCIPAL PERMANENT BAR 02/18/2010    • COMMODITY TRADING ADVISOR WITHDRAWN 05/05/2010  • COMMODITY POOL OPERATOR WITHDRAWN 05/05/2010  • COMMODITY TRADING ADVISOR SUSPENDED 04/29/2010  • COMMODITY POOL OPERATOR SUSPENDED 04/29/2010  • NFA MEMBER WITHDRAWN 02/18/2010  • COMMODITY POOL OPERATOR REGISTERED 02/12/2009  • COMMODITY TRADING ADVISOR REGISTERED 02/12/2009  • NFA MEMBER APPROVED 02/12/2009  • NFA MEMBER PENDING 02/04/2009  • COMMODITY POOL OPERATOR PENDING 02/04/2009  • COMMODITY TRADING ADVISOR PENDING 02/04/2009  WILLIAMS, MICHAEL  • PRINCIPAL WITHDRAWN 05/05/2010  • ASSOCIATED PERSON WITHDRAWN 05/05/2010  • ASSOCIATED PERSON SUSPENDED 04/29/2010  • NFA ASSOCIATE MEMBER WITHDRAWN 02/18/2010  • ASSOCIATED PERSON REGISTERED 02/12/2009  • PRINCIPAL APPROVED 02/12/2009  • NFA ASSOCIATE MEMBER APPROVED 02/12/2009  • NFA ASSOCIATE MEMBER PENDING 02/10/2009  • ASSOCIATED PERSON PENDING 02/10/2009  • PRINCIPAL PENDING 02/10/2009