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Details

MICHAEL WILLIAMS NFA ID: 0407627

Current Status
• NFA ASSOCIATE MEMBER PERMANENT BAR 
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA ASSOCIATE MEMBER PERMANENT BAR02/18/2010 
• NFA MEMBER PERMANENT BAR02/18/2010 
• PRINCIPAL PERMANENT BAR02/18/2010 
 
• COMMODITY POOL OPERATOR SUSPENSION LIFTED03/23/2016 
• COMMODITY TRADING ADVISOR SUSPENSION LIFTED03/23/2016 
• COMMODITY TRADING ADVISOR WITHDRAWN05/05/2010 
• COMMODITY POOL OPERATOR WITHDRAWN05/05/2010 
• COMMODITY TRADING ADVISOR SUSPENDED04/29/2010 
• COMMODITY POOL OPERATOR SUSPENDED04/29/2010 
• NFA MEMBER WITHDRAWN02/18/2010 
• COMMODITY POOL OPERATOR REGISTERED02/12/2009 
• COMMODITY TRADING ADVISOR REGISTERED02/12/2009 
• NFA MEMBER APPROVED02/12/2009 
• NFA MEMBER PENDING02/04/2009 
• COMMODITY POOL OPERATOR PENDING02/04/2009 
• COMMODITY TRADING ADVISOR PENDING02/04/2009 
WILLIAMS, MICHAEL 
• ASSOCIATED PERSON SUSPENSION LIFTED 03/23/2016 
• PRINCIPAL WITHDRAWN 05/05/2010 
• ASSOCIATED PERSON WITHDRAWN 05/05/2010 
• ASSOCIATED PERSON SUSPENDED 04/29/2010 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/18/2010 
• ASSOCIATED PERSON REGISTERED 02/12/2009 
• PRINCIPAL APPROVED 02/12/2009 
• NFA ASSOCIATE MEMBER APPROVED 02/12/2009 
• NFA ASSOCIATE MEMBER PENDING 02/10/2009 
• ASSOCIATED PERSON PENDING 02/10/2009 
• PRINCIPAL PENDING 02/10/2009 
 
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