Skip Navigation Links

Details

EXCEL FUTURES INC NFA ID: 0290172

Current Status
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
IB Guarantor Information
• IB GUARANTEED BY ADM INVESTOR SERVICES INC
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total1
details...
Formerly Known As
• WAGGONER MARK LOUIS
 
Business Address
3052-B NW MERCHANT WAY
SUITE 105
BEND, OR  97703
UNITED STATES
(714) 843-9884
Doing Business As
• EXCEL• EXCEL FUTURES
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
BRYAN LEE MITCHNO LISTED TITLENO
MARK LOUIS WAGGONERPRESIDENTYES
History
 Status Effective Date
• NOTICE BROKER DEALER WITHDRAWN06/14/2006 
• NOTICE BROKER DEALER REGISTERED12/31/2001 
• INTRODUCING BROKER REGISTERED10/20/1998 
• NFA MEMBER APPROVED10/20/1998 
• INTRODUCING BROKER PENDING09/22/1998 
• NFA MEMBER PENDING09/22/1998 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.