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Details

SUSAN STANNARD NFA ID: 0403670

Current Status
FIRST QUADRANT LP 
• SWAP ASSOCIATED PERSON APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
FIRST QUADRANT LP 
• SWAP ASSOCIATED PERSON APPROVED 02/03/2016 
• SWAP ASSOCIATED PERSON PENDING 01/29/2016 
• ASSOCIATED PERSON REGISTERED 10/15/2012 
• PRINCIPAL APPROVED 10/15/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/09/2012 
• NFA ASSOCIATE MEMBER APPROVED 10/09/2012 
• ASSOCIATED PERSON PENDING 10/05/2012 
• NFA ASSOCIATE MEMBER PENDING 10/05/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/05/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 10/05/2012 
• PRINCIPAL PENDING 09/14/2012 
• NFA ASSOCIATE MEMBER APPROVED 09/14/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/14/2012 
 
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