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JUDITH ANN RICCIARDI NFA ID: 0396330 Current Status TFS DERIVATIVES CORPORATION  • PRINCIPAL APPROVED  TRADITION SECURITIES AND FUTURES INC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date FXDIRECTDEALER LLC  • PRINCIPAL WITHDRAWN 01/01/2012  • PRINCIPAL APPROVED 08/19/2008  TFS DERIVATIVES CORPORATION  • PRINCIPAL APPROVED 03/25/2008  • PRINCIPAL PENDING 03/25/2008  TRADITION SECURITIES AND FUTURES INC  • PRINCIPAL APPROVED 04/24/2009