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Details

JUDITH ANN RICCIARDI NFA ID: 0396330

Current Status
TFS DERIVATIVES LLC 
• PRINCIPAL APPROVED 
TFS ENERGY FUTURES LLC 
• PRINCIPAL APPROVED 
TFS ICAP LLC 
• PRINCIPAL APPROVED 
TRADITION CHILE SA 
• PRINCIPAL APPROVED 
TRADITION SECURITIES AND DERIVATIVES INC 
• PRINCIPAL APPROVED 
TRADITION SERVICES SA DE CV 
• PRINCIPAL APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
FXDIRECTDEALER LLC 
• PRINCIPAL WITHDRAWN 01/01/2012 
• PRINCIPAL APPROVED 08/19/2008 
TFS DERIVATIVES LLC 
• PRINCIPAL APPROVED 03/25/2008 
• PRINCIPAL PENDING 03/25/2008 
TFS ENERGY FUTURES LLC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 03/11/2014 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 03/11/2014 
• SWAP ASSOCIATED PERSON WITHDRAWN 03/11/2014 
• SWAP ASSOCIATED PERSON APPROVED 03/10/2014 
• PRINCIPAL APPROVED 03/07/2014 
• SWAP ASSOCIATED PERSON PENDING 03/07/2014 
• NFA ASSOCIATE MEMBER PENDING 03/07/2014 
• ASSOCIATED PERSON PENDING 03/07/2014 
TFS ICAP LLC 
• PRINCIPAL APPROVED 03/04/2014 
TRADITION CHILE SA 
• PRINCIPAL APPROVED 12/10/2014 
TRADITION SECURITIES AND DERIVATIVES INC 
• PRINCIPAL APPROVED 11/16/2015 
TRADITION SECURITIES AND FUTURES INC 
• PRINCIPAL WITHDRAWN 11/20/2013 
• PRINCIPAL APPROVED 04/24/2009 
TRADITION SERVICES SA DE CV 
• PRINCIPAL APPROVED 03/03/2015 
 
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